Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-02585 | 05/04/2011 | Claimant(s): Gerald Patera Claimant Lawyers(s): J. Anthony Penry Respondent(s): Seaboard Securities. Respondent Lawyers(s): Anthony J. Digiovanni Arbitrator(s): Roy J. Baroff, Harold G. Koger, Karen J. Montgomery Hearing Site: Raleigh, NC |  | $120,300 |
| 09-06146 | 11/17/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Stephen D. Burns Respondent(s): Sean Ruehl Respondent Lawyers(s): Sean Ruehl Arbitrator(s): Robert P. Porter, Caryl S. Bernstein, Karen J. Montgomery Hearing Site: Raleigh, NC | ||
| 06-04110 | 03/19/2008 | Claimant(s): Anna Anderson, Antonio McNeil, Carlton Phillips, George Boddie, Joe Ricks, Joyce Houston, Linda Eley, Ruth Beamon, Ruth Boone, Vertellar Clark, Wilbert Battle Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Northeast Securities. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): David P. McDuffee, Karen J. Montgomery, Karen E. Sapp Hearing Site: Raleigh, NC | | $329,242 |