| 17-02423 | 12/26/2018 | Claimant(s): Steve L. Sexton IRA, Steve and Marcia Sexton, Marcia G. Sexton, REV LIV
Claimant Lawyers(s): Matthew Skidmore
Respondent(s): Morgan Stanley, Michael Cooper
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Thomas B. Corey, Robert P. Porter, Richard James Igou
Hearing Site: Raleigh, NC
|  | $0 |
| 14-03574 | 05/20/2016 | Claimant(s): Elizabeth Stancil
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): First Citizens Investor Services.
Respondent Lawyers(s): David N. Jonson
Arbitrator(s): Robert P. Porter, Michael F. Pearl, Joseph A Newcomb
Hearing Site: Raleigh, NC
| | |
| 12-03925 | 03/25/2014 | Claimant(s): Steven Savary
Claimant Lawyers(s): Jeffrey R. Youngman
Respondent(s): Wells Fargo Advisors, Jamie Meehan, William O'Connor, Meehan Financial Group, Wells Fargo & Company
Respondent Lawyers(s): Compliance Officer, Judy Louie
Arbitrator(s): Robert P. Porter
Hearing Site: Charlotte, NC
| | Expungement |
| 13-02960 | 03/11/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Blake L. Daniels
Respondent(s): William Hopkins
Respondent Lawyers(s): William Eric Hopkins
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
| | |
| 11-03198 | 10/01/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): James Upham
Respondent Lawyers(s): James Upham
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
| | |
| 10-04964 | 12/27/2011 | Claimant(s): Rita Lois Robinson Trust
Claimant Lawyers(s): Andrew D Gowdown
Respondent(s): Wells Fargo Advisors, John Hodson
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): J. Kirkland Grant, Susan J. Buckley, Robert P. Porter
Hearing Site: Columbia, SC
| | $0 |
| 11-00102 | 08/02/2011 | Claimant(s): NEXT Financial Group.
Claimant Lawyers(s): Owen P. McGill
Respondent(s): Randall Simpson
Respondent Lawyers(s): Randall Simpson
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
| | |
| 10-01142 | 06/24/2011 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Adelino Cerveira
Respondent Lawyers(s): Adelino Cerveira
Arbitrator(s): Robert P. Porter
Hearing Site: Raleigh, NC
| | $0 |
| 10-02460 | 05/19/2011 | Claimant(s): Harry Leete
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): G. A. Repple & Company
Respondent Lawyers(s): William M. Rishoi
Arbitrator(s): Robert P. Porter, George Steven Moore, David Lawrence Rowe
Hearing Site: Raleigh, NC
| | $132,000 |
| 09-06146 | 11/17/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Sean Ruehl
Respondent Lawyers(s): Sean Ruehl
Arbitrator(s): Robert P. Porter, Caryl S. Bernstein, Karen J. Montgomery
Hearing Site: Raleigh, NC
| | |
