| 12-04052 | 10/28/2013 | Claimant(s): Michael Didato
Claimant Lawyers(s): Michael R. DiDato
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Susan J. Buckley, James C. Hoover, Donald John Andres
Hearing Site: Columbia, SC
| | |
| 12-00462 | 04/22/2013 | Claimant(s): Mildred Wood, Mildred Wood Revocable Trust, Trust Under the Will of Robert E. Wood
Claimant Lawyers(s): Thomas P. Gressette
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Lisbeth Cherrington
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Susan J. Buckley, Alan L. Berger, Charles L.A. Terreni
Hearing Site: Columbia, SC
|  | Expungement |
| 10-04964 | 12/27/2011 | Claimant(s): Rita Lois Robinson Trust
Claimant Lawyers(s): Andrew D Gowdown
Respondent(s): Wells Fargo Advisors, John Hodson
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): J. Kirkland Grant, Susan J. Buckley, Robert P. Porter
Hearing Site: Columbia, SC
| | $0 |
| 09-04824 | 12/02/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan Levine
Respondent(s): Shawn Newman
Respondent Lawyers(s): Shawn C. Newman
Arbitrator(s): Susan J. Buckley, Denise L. Presley, Jerry L. Hooper
Hearing Site: Charlotte, NC
| | |
| 07-02945 | 04/10/2008 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): Samuel Cole
Respondent Lawyers(s): Samuel Cole
Arbitrator(s): Susan J. Buckley
Hearing Site: New York, NY
| | |
