Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02348 | 11/13/2024 | Claimant(s): Ciara Wohlgemuth Claimant Lawyers(s): Christopher H. Tovar Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Stuart K. Furman Hearing Site: Columbia, SC | ||
| 22-02774 | 10/08/2024 | Claimant(s): Carol Sbarbaro Claimant Lawyers(s): Carol L. Sbarbaro Respondent(s): Morgan Stanley Respondent Lawyers(s): Lawrence G. Barbot Arbitrator(s): Michael J. Ahlstrom, Mimi B. Osiason, Dana Tait Sandlin Hearing Site: Columbia, SC |  | Expungement |
| 23-02882 | 08/26/2024 | Claimant(s): Dan Wagner Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Arkadios Capital Respondent Lawyers(s): Gary Schwartz Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC | ||
| 23-02811 | 07/05/2024 | Claimant(s): Lisa Mantei Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J Carey Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 23-02929 | 06/24/2024 | Claimant(s): Atul Makharia Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J. Carey Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC | ||
| 23-01902 | 05/31/2024 | Claimant(s): Curt Hall Claimant Lawyers(s): Clayton B. McCullough Respondent(s): UBS Financial Services Inc., Mary Reid Respondent Lawyers(s): D. Randle Moody Arbitrator(s): Mauricio Arcadier, Dana R. Krajack, John Norman Lindsay Hearing Site: Columbia, SC | ||
| 23-02877 | 05/23/2024 | Claimant(s): Mitchell Kramer Claimant Lawyers(s): William Preston Martin Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Efrat Cohen Arbitrator(s): Mauricio Arcadier Hearing Site: Columbia, SC | ||
| 22-01568 | 05/06/2024 | Claimant(s): Marc Cedarleaf, Patricia Cedarleaf Claimant Lawyers(s): Matt Williams Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Robert H. Putnam, Dana R. Krajack, William Finley Hamel Hearing Site: Columbia, SC | | $125,400 |
| 23-02977 | 04/18/2024 | Claimant(s): Daniel Klemm Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J. Carey Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC | ||
| 23-00110 | 09/29/2023 | Claimant(s): Darryl Fyall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MSI Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Michael J. Ahlstrom Hearing Site: Columbia, SC |