Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02938 | 10/11/2024 | Claimant(s): Sonia Balfour-Fears Claimant Lawyers(s): William Preston Martin Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 24-00167 | 10/02/2024 | Claimant(s): Kathleen Laymac Claimant Lawyers(s): James Laymac Respondent(s): Robert Rosenstein, Tim Moody, Moody Capital Solutions. Respondent Lawyers(s): Anne T. Freeland, Tim Moody Arbitrator(s): Gary J. Leshaw, Harvey R. Linder, Charles Boyd Mathes Hearing Site: Atlanta, GA |  | Dismissed by Rule 12504 |
| 23-02806 | 09/11/2024 | Claimant(s): Steven Prestyly Claimant Lawyers(s): Daniel D'Costa Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Harvey R. Linder, Margaret Verdery Little, Dexter Thomas Laughlin Hearing Site: Norfolk, VA | ||
| 23-02882 | 08/26/2024 | Claimant(s): Dan Wagner Claimant Lawyers(s): Nathan W. Lamb Respondent(s): Arkadios Capital Respondent Lawyers(s): Gary Schwartz Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC | ||
| 23-02879 | 07/16/2024 | Claimant(s): Carrie-Beth Randall Claimant Lawyers(s): William F. Ray Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Langfred W. White, Harvey R. Linder, Laree Payne Kennedy Hearing Site: Jackson, MS | ||
| 23-02125 | 05/16/2024 | Claimant(s): NewBridge Securities Corp. Claimant Lawyers(s): Gregg J. Breitbart Respondent(s): John Boatright Respondent Lawyers(s): John Richard Boatright Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 23-02932 | 04/29/2024 | Claimant(s): Chadwick Richards Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | ||
| 23-02977 | 04/18/2024 | Claimant(s): Daniel Klemm Claimant Lawyers(s): Anthony Paduano Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael J. Carey Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC | ||
| 23-01418 | 03/25/2024 | Claimant(s): Scott Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 23-01274 | 02/15/2024 | Claimant(s): David Mcadams Claimant Lawyers(s): James P. Galvin Respondent(s): WFG Investments. Respondent Lawyers(s): David W. Williams Arbitrator(s): Harvey R. Linder Hearing Site: Memphis, TN |