Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03351 | 08/12/2024 | Claimant(s): Lee Rycraft Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Carl E. Ver Beek Hearing Site: Minneapolis, MN | ||
| 23-02727 | 07/10/2024 | Claimant(s): Aaron Clark Claimant Lawyers(s): Joshua A. Katz Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Cherie S. Lewis Hearing Site: Los Angeles, CA | ||
| 23-02932 | 04/29/2024 | Claimant(s): Chadwick Richards Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Harvey R. Linder Hearing Site: Nashville, TN | ||
| 23-02628 | 03/19/2024 | Claimant(s): Ekua Anyanful Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Louis J. Weber Hearing Site: Dallas, TX | ||
| 23-01172 | 03/08/2024 | Claimant(s): Brett Ramsey Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): LPL Financial LLC, WFG Investments. Respondent Lawyers(s): David Williams, Rochelle Mayfield Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh Hearing Site: Indianapolis, IN | ||
| 23-01231 | 02/14/2024 | Claimant(s): Kristy Meeler Claimant Lawyers(s): Harris Freedman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Maurice M. Feller Hearing Site: Jacksonville, FL | ||
| 22-02046 | 09/29/2023 | Claimant(s): Enrique Lopez Claimant Lawyers(s): Daniel D'Costa Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Steven Akiba Swernofsky, Vincent Vereen, Robert Weston Nuzum Hearing Site: Houston, TX | ||
| 23-00184 | 09/14/2023 | Claimant(s): Todd Smith Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Rochelle Mayfield Arbitrator(s): Michael J Norton Hearing Site: Albuquerque, NM | ||
| 22-01670 | 08/02/2023 | Claimant(s): Peter Corrick Claimant Lawyers(s): Matthew Thibaut Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Fern M. Laethem Hearing Site: Las Vegas, NV |  | Expungement |
| 22-01549 | 04/07/2023 | Claimant(s): Kelly Campbell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, Equitable Advisors Respondent Lawyers(s): Michael J. Biondi, Rochelle Mayfield Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC |