| 23-02803 | 04/03/2024 | Claimant(s): Leslie Rosenblatt
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): WFG Investments.
Respondent Lawyers(s): David Williams
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
| | |
| 23-01172 | 03/08/2024 | Claimant(s): Brett Ramsey
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): LPL Financial LLC, WFG Investments.
Respondent Lawyers(s): David Williams, Rochelle Mayfield
Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh
Hearing Site: Indianapolis, IN
| | |
| 23-01274 | 02/15/2024 | Claimant(s): David Mcadams
Claimant Lawyers(s): James P. Galvin
Respondent(s): WFG Investments.
Respondent Lawyers(s): David W. Williams
Arbitrator(s): Harvey R. Linder
Hearing Site: Memphis, TN
| | |
| 22-02766 | 06/23/2023 | Claimant(s): Timothy Hightower
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): Capital Investment Group., WFG Investments.
Respondent Lawyers(s): David Williams, Mickey B. Wright
Arbitrator(s): Thomas W. Allen
Hearing Site: Dallas, TX
| | |
| 21-00966 | 11/17/2021 | Claimant(s): Gary Barnes
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Damian Bell, International Assets Advisory, WFG Investments.
Respondent Lawyers(s): Alan M. Wolper, David Williams
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL
|  | $0 |
| 19-02154 | 04/14/2020 | Claimant(s): Bryan Rigg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WFG Investments.
Respondent Lawyers(s): David Williams
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | |
| 17-00486 | 08/21/2019 | Claimant(s): Alan Melton, Amy Stubler, Andrew Howard, Angela Beverly, Anthony Beard, Anthony Caminiti, Anton Jensen, Bertram Sanders, Brent McMillan, Catherine Druhan, Chris Stewart, Curtis Huffman, Cyrenna Welch, Daniel Stubler, Darin Arnold, David Jensen, David Myrick, Dolphus Broxton, Donald Barnes, Ebba Dampier, Evie Stewart, Gary Garner, Gary Schack, George Lee, Glenda Lee, Gregory Ames, Gregory Prescott, Gregory Strachan, H. Pitman, Heather Fadden, James Donaghey, James Stinebaugh, Jennifer Bender, Jere Miller, Joan Pitman, John Jones, Joseph Druhan, Judith Barnes, Keith Keppen, Kimberly Melton, Lacie Jensen, Laurie Miller, Lewis Abronski, Livingston Coate, Lori Hutchinson, Lundy Wilder, Martin Myrick, Michael Coleman, Michael Miller, Natalie McMillan, Patrick Daily, Philip Taber, Randy Couture, Raymond Miller, Rebecca Coate, Richard Beverly, Robin Coleman, Ronald Ori, Sharon Agapos, Susan Hamilton, Susan Rosson, Terri Myrick, Terry Welch, Theodore Dampier, Thomas Bender, Thomas Egbert, Thomas Fadden, Thomas Walters, Timothy Rosson, William March, William Stitt, William Stuart, Lewis B. Abronski as Trustee of Third, The Agapos Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): WFG Investments.
Respondent Lawyers(s): David R. Clouston
Arbitrator(s): Lita S Menkin, Joe E. Manuel, John D. Mattingly
Hearing Site: Birmingham, AL
| | Stipulated Award |
| 18-02712 | 02/25/2019 | Claimant(s): Bert Cooper
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., WFG Investments.
Respondent Lawyers(s): Davis Williams, Stanton A. Fears
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
| 12-01202 | 06/04/2014 | Claimant(s): Patricia Costello, Richard Costello, Traci Costello, The Estate of Mary Pooley, Patricia Costello IRA, Richard Costello IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): WFG Investments.
Respondent Lawyers(s): Stefan R. Dandelles
Arbitrator(s): Roland D. Freeman, Andrea U. Calve, Franklin Lewis Broyles
Hearing Site: Dallas, TX
| | |
| 11-03886 | 03/23/2012 | Claimant(s): Robert Courtney
Claimant Lawyers(s): Robert Gary Courtney
Respondent(s): WFG Investments.
Respondent Lawyers(s): Dagny Young
Arbitrator(s): Charles A. Joplin
Hearing Site: Oklahoma City, OK
| | $3,675 |
