| 22-01398 | 10/23/2024 | Claimant(s): Daniel Simon
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): John Schlagheck
Respondent Lawyers(s): John Francis Schlagheck
Arbitrator(s): Leonard M. Goldstein, Dennis C Moore, Craig Zofchak
Hearing Site: Denver, CO
|  | $122,402 |
| 23-00609 | 10/07/2024 | Claimant(s): Andrew Voegeli, Helene Hott, Clois E. Shook and Valeria A. Shook, The Warren And Donna Voegli Family Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Eric Dec, James Kent, Emerson Equity LLC
Respondent Lawyers(s): Chad Weaver, Eric John Dec, George L. Guerra
Arbitrator(s): Mimi B. Osiason, Candi M. Rowen, Kevin M Schmitt
Hearing Site: Tampa, FL
| | Expungement |
| 23-00008 | 09/03/2024 | Claimant(s): Leo Delancey, Scott Kimball
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): David Dahill, Realized Financial.
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Cynthia Cashman Makin
Hearing Site: San Diego, CA
| | Expungement |
| 22-01360 | 10/30/2023 | Claimant(s): Ronald Inlow
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Eric Ludovico, Mark Stewart, Michael Barrows
Respondent Lawyers(s): Justin Chretien, Nicholas J. Yocca
Arbitrator(s): Stephen Howard Marcus, Jason Moriarty, Lawrence Wayne Sarokin
Hearing Site: Los Angeles, CA
| | $1,046,420 |
| 22-01195 | 08/30/2023 | Claimant(s): James Fayssoux, Sr.
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): SW Financial
Respondent Lawyers(s): Axos Clearing
Arbitrator(s): Roger C. Benson, Bernadette F. Rasmussen, William Finley Hamel
Hearing Site: Columbia, SC
| | $3,193,550 |
| 22-01509 | 05/24/2023 | Claimant(s): Robert Jordan
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Austin Dutton, Primex
Respondent Lawyers(s): Austin Richard Dutton, Wil Felix
Arbitrator(s): Elliot B. Platt, Gail Marie Noel, Namsoo Marcus Dunbar
Hearing Site: Philadelphia, PA
| | $43,645 |
| 22-00297 | 12/14/2022 | Claimant(s): Justin Lowy
Claimant Lawyers(s): Craig R. Bockman
Respondent(s): Dean Nakata, Estate of Miyoko Nakata, Nakata Family Living Trust dtd 4/29/04
Respondent Lawyers(s): Kalju Nekvasil
Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | Expungement |
| 21-02646 | 11/22/2022 | Claimant(s): Carol Monte
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Jonathan H. Krotinger, Paul E. Dahlman, Jon Richard Catten
Hearing Site: Boise, ID
| | Expungement |
| 21-02076 | 10/14/2022 | Claimant(s): Patti Plunkett, individually, The Estate of John E. Plunkett, IRA Account of John E. Plunkett, John E. Plunkett & Maureen Y. Plunkett
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Onnig Hatchig Dombalagian, Ralph Hamilton Schofield, Valerie Wilkins Blunt
Hearing Site: New Orleans, LA
| | Expungement |
| 21-00945 | 09/02/2022 | Claimant(s): Cestmir Herstus, Mary McGinley, C Herstus & M C McGuinley 1999 Rev Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wealthforge Securities
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Minnie Loo, Norman S. Nayfach, Sarah-Jane Allen
Hearing Site: Honolulu, HI
| | $479,699 |
