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FINRA Awards for Emerson Equity LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0060910/07/2024Claimant(s): Andrew Voegeli, Helene Hott, Clois E. Shook and Valeria A. Shook, The Warren And Donna Voegli Family Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Eric Dec, James Kent, Emerson Equity LLC
Respondent Lawyers(s): Chad Weaver, Eric John Dec, George L. Guerra
Arbitrator(s): Mimi B. Osiason, Candi M. Rowen, Kevin M Schmitt
Hearing Site: Tampa, FL
Checkmark IconExpungement
23-0191509/25/2024Claimant(s): Donna Berman, Teresa Davis
Claimant Lawyers(s): Donna Jules Berman
Respondent(s): Daniel Pikula, Emerson Equity LLC
Respondent Lawyers(s): Chad Weaver, Jeffrey L. Cox
Arbitrator(s): David P. Slater, Leonard Michael Cusano, Jeremy Attia
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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