| 23-00609 | 10/07/2024 | Claimant(s): Andrew Voegeli, Helene Hott, Clois E. Shook and Valeria A. Shook, The Warren And Donna Voegli Family Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Eric Dec, James Kent, Emerson Equity LLC
Respondent Lawyers(s): Chad Weaver, Eric John Dec, George L. Guerra
Arbitrator(s): Mimi B. Osiason, Candi M. Rowen, Kevin M Schmitt
Hearing Site: Tampa, FL
|  | Expungement |
| 24-00431 | 09/25/2024 | Claimant(s): Dax Seale
Claimant Lawyers(s): George L. Guerra
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Gianluca Morello
Arbitrator(s): Chandler R. Bridges, Peter N. Thompson, Mary Kathleen Coleman
Hearing Site: Dallas, TX
| | |
| 20-02226 | 01/27/2023 | Claimant(s): Matthew Stucke
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Gia B. Compton, Mitchel Weiss, Susan Warshauer Kennicott
Hearing Site: Atlanta, GA
| | |
| 19-00027 | 07/15/2020 | Claimant(s): Charlotte A. Pressley Revocable Trust
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Evan Shear, Raymond James Financial Services., Walter Crossley
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Anne H. Orr, Richard Merritt Langway, Thomas Tukdarian
Hearing Site: Orlando, FL
| | $0 |
| 18-00102 | 04/15/2020 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Eric Wilson, Lee Jordan, Michael Carbajal, William Schroth
Respondent Lawyers(s): Craig Kuglar, George L. Guerra
Arbitrator(s): Barbara Black, James C. Hoover, Karen M Kassouf
Hearing Site: Atlanta, GA
| | |
| 17-03139 | 09/20/2019 | Claimant(s): Fatima Fernandez, Luis Fernandez
Claimant Lawyers(s): Fred Viera
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services., Raymond, James & Associates., Ruben Frezzotti
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Ivy Robin Ginsberg, Dorota J. Trzeciecka, Joseph Michael Matthews
Hearing Site: Miami, FL
| | $43,827 |
| 17-01028 | 02/19/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Robert C. Denenberg, C. Sumpter Logan, Edward Bradbury Cloutman
Hearing Site: Dallas, TX
| | |
| 16-03637 | 12/17/2018 | Claimant(s): Andrew Mandala, Eric Abrahams
Claimant Lawyers(s): Seth I. Rubinson
Respondent(s): Raymond, James & Associates., Raymond James Financial.
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Gloria O. North, James M. Scutti, Renaldy Jose Gutierrez
Hearing Site: Miami, FL
| | |
| 16-01718 | 12/18/2017 | Claimant(s): Suntrust Robinson Humphrey.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): William Blair & Company L.L.C., Calton & Associates.
Respondent Lawyers(s): Debra A. Jenks, George L. Guerra
Arbitrator(s): David C. Matthews, Oliver J. Janney, James Schoenbeck
Hearing Site: Tampa, FL
| | |
| 14-02550 | 03/30/2015 | Claimant(s): Arthur Cooper, David Mcmanus
Claimant Lawyers(s): Elaine M. Rice, George L. Guerra
Respondent(s): Securities America.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Helen Marinak Blohm, Laurel Littman Gothelf, Cynthia B. Stone
Hearing Site: Los Angeles, CA
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