Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01589 | 05/21/2024 | Claimant(s): Alberto Velasco Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 23-00009 | 09/13/2023 | Claimant(s): Brent Lee, Jennifer Donais Claimant Lawyers(s): Brandon S. Reif Respondent(s): Concorde Investment Services Respondent Lawyers(s): Corporate Office Arbitrator(s): Helen Marinak Blohm, Ramona V. Larson, Kathy A. Tatone Hearing Site: Bismarck, ND | ||
| 23-00089 | 09/12/2023 | Claimant(s): Jason Millner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Piper Jaffray & Co. Respondent Lawyers(s): Bridget Larsen Arbitrator(s): Helen Marinak Blohm Hearing Site: Bismarck, ND | ||
| 22-02756 | 08/14/2023 | Claimant(s): Alan Fong Claimant Lawyers(s): Kevin P. Conway Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA |  | $0 |
| 22-02803 | 07/03/2023 | Claimant(s): Craig Johnson Claimant Lawyers(s): Christopher G. Lazarini Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Helen Marinak Blohm Hearing Site: Anchorage, AK | ||
| 22-01872 | 06/08/2023 | Claimant(s): Walter Light Claimant Lawyers(s): Walter Waitak Light Respondent(s): Integral Financial LLC Respondent Lawyers(s): Frank Ho Arbitrator(s): Helen Marinak Blohm, Timothy P. Bogan, Rosalind Ramsey Tyson Hearing Site: San Francisco, CA | | $0 |
| 22-02163 | 04/10/2023 | Claimant(s): Bradley Towers Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 22-00243 | 02/17/2023 | Claimant(s): Michele Vitarelli Claimant Lawyers(s): Andrei Armas Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | | $29,756 |
| 22-00531 | 12/22/2022 | Claimant(s): Derrick Andrews Claimant Lawyers(s): Samantha Pastor Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle B. Mayfield Arbitrator(s): Helen Marinak Blohm Hearing Site: Reno, NV | ||
| 22-01071 | 11/08/2022 | Claimant(s): Frank Gavidia Claimant Lawyers(s): Samantha Pastor Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Valerie Holder Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA |