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FINRA Awards for Rochelle B. Mayfield

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0053112/22/2022Claimant(s): Derrick Andrews
Claimant Lawyers(s): Samantha Pastor
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle B. Mayfield
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Reno, NV
21-0244905/04/2022Claimant(s): G. Keever
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle B. Mayfield
Arbitrator(s): Robert E. Anderson
Hearing Site: Wilmington, DE

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