Potomac Analytics' Logo

FINRA Awards for N. Nancy Ghabai

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 59 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0173911/18/2024Claimant(s): Jerry Hemmer
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Amy Marx
Respondent Lawyers(s): Amy Leanne Marx
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
23-0293204/29/2024Claimant(s): Chadwick Richards
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
23-0262803/19/2024Claimant(s): Ekua Anyanful
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Louis J. Weber
Hearing Site: Dallas, TX
23-0221203/04/2024Claimant(s): John McCune
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Mike West
Arbitrator(s): Susan E. Maloney
Hearing Site: Manchester, NH
23-0188203/01/2024Claimant(s): Cory Grandel
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): John James McGovern
Hearing Site: Pittsburgh, PA
23-0170811/16/2023Claimant(s): Kelly Morris
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Kelsey Vasko
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
23-0137111/10/2023Claimant(s): Michael Fantasia
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. PIzzitola
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
23-0142211/10/2023Claimant(s): Andrew Rodriguez
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): John P. Cullem
Hearing Site: Jacksonville, FL
23-0050910/13/2023Claimant(s): Jane Scarbrough
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Mike West
Arbitrator(s): John J. Fitzpatrick
Hearing Site: San Francisco, CA
23-0123910/02/2023Claimant(s): DawnMarie Corneau
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA

59 Results

Display: