23-01896 | 09/09/2024 | Claimant(s): Michelle Urban Claimant Lawyers(s): Michelle Lynn Urban Respondent(s): Citizens Securities. Respondent Lawyers(s): Robert J. Hannen Arbitrator(s): Douglas M. Branson, Cheryl Esposito Kaufman, Max D. Halpern Hearing Site: Pittsburgh, PA
| | Dismissed by Rules 12409 and 12504 |
24-00066 | 07/24/2024 | Claimant(s): Brian Goossen Claimant Lawyers(s): Joshua B. Kons Respondent(s): CrowdStreet., Crowdstreet Capital LLC Respondent Lawyers(s): Gabrielle L. Gould Arbitrator(s): Jacqueline R. Fox, Catherine Stewart, Mary Kathleen Coleman Hearing Site: Pittsburgh, PA
| | Dismissed by Rule 12200 |
22-01714 | 06/04/2024 | Claimant(s): Chad Karl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WRP Investments. Respondent Lawyers(s): James C. Browning Arbitrator(s): Kevin R. Zehe Hearing Site: Pittsburgh, PA
| | |
22-01717 | 04/04/2024 | Claimant(s): Jeffrey Sikirica, Chapter 7, Melvin Pirchesky Claimant Lawyers(s): Michael J. Betts Respondent(s): Joanne Park, Keith Moore, Boustead Securities Respondent Lawyers(s): Jason L. Ott Arbitrator(s): Peter Glasser, Mark K. Gubinsky, Louis Charles Schmitt Hearing Site: Pittsburgh, PA
| | |
23-01126 | 03/05/2024 | Claimant(s): David Liguori Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Catherine Stewart Hearing Site: Pittsburgh, PA
| | |
23-01882 | 03/01/2024 | Claimant(s): Cory Grandel Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): John James McGovern Hearing Site: Pittsburgh, PA
| | |
23-01508 | 11/30/2023 | Claimant(s): James Immekus Claimant Lawyers(s): James E. Immekus Respondent(s): LPL Financial LLC, James Monteverde Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Robert J. Scafuri, Jacqueline R. Fox, David M. Panko Hearing Site: Pittsburgh, PA
| | Dismissed by Rule 12206 |
20-02053 | 11/29/2023 | Claimant(s): Martha Vogt, Executrix of Estate of Joseph J. Greco, Trust Est Under the Will of Joseph Greco Claimant Lawyers(s): Scott A. Lane Respondent(s): Christopher Greco, Debra Greco, Erika Greco, UBS Financial Services Inc., The Estate of Regina Greco Respondent Lawyers(s): Jennifer Vanasdale, Joshua S. Bratspies Arbitrator(s): Mary Kathleen Coleman, Rosemary Christina Crawford, Angela Hayden Hearing Site: Pittsburgh, PA
| | $0 |
23-01749 | 10/25/2023 | Claimant(s): Dennis Delmastro Claimant Lawyers(s): Dennis Delmastro Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): John W. Eichleay Hearing Site: Pittsburgh, PA
| | $3,665 |
21-01865 | 10/02/2023 | Claimant(s): Edward Quam, Faun Doherty, Gudryn Doherty Claimant Lawyers(s): Frank C. Botta Respondent(s): Daniel Levine, Morgan Stanley Respondent Lawyers(s): Daniel Todd Levine, Nicholas J. Hernandez Arbitrator(s): James T. Carney, Mary Mackey, Thomas J Zahren Hearing Site: Pittsburgh, PA
| | Expungement |