| 21-01930 | 12/22/2023 | Claimant(s): Phillip Parziale
Claimant Lawyers(s): William Haddad
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Amy M. McCallen
Arbitrator(s): Richard D. Levin, Gene M. Bauer, John George Neylon
Hearing Site: Boston, MA
| | |
| 23-00998 | 11/27/2023 | Claimant(s): Krishnaa Ghosh
Claimant Lawyers(s): Katherine Skubecz
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Amy M. McCallen
Arbitrator(s): Arthur Lewis Pressman, Elise Frost Alair
Hearing Site: Boston, MA
| | |
| 23-02033 | 11/17/2023 | Claimant(s): Charles Reimer
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Thomas E Kopil, Arthur Traldi, Michael Daniel Lamm
Hearing Site: Philadelphia, PA
| | |
| 21-00716 | 03/14/2022 | Claimant(s): Kevin McRae
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Amy M. McCallen
Arbitrator(s): Robert E. Anderson
Hearing Site: Providence, RI
| | |
| 20-01594 | 09/20/2021 | Claimant(s): Brandon Cheshier
Claimant Lawyers(s): Danilo Borgas
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Brenna Anatone Force
Arbitrator(s): Jim Geiger, Robert L. Chase, John C Solomon
Hearing Site: Providence, RI
| | |
| 20-00677 | 08/02/2021 | Claimant(s): Remo Benvenuti, Remo Benvenuti Irrev Trust UAD 6/29/2007
Claimant Lawyers(s): Joseph P. Ciaramitaro
Respondent(s): Jason Murphy, CCO Investment Services Corp., Charter One Investment Services, Citizens Securities.
Respondent Lawyers(s): Eric A. Michaels, Krista L. Elsasser
Arbitrator(s): Jeffry M. Bauer, Raymond Wade Henney, Barbara A. Johannessen
Hearing Site: Detroit, MI
|  | Expungement |
| 20-02511 | 04/13/2021 | Claimant(s): Beverly Ketel
Claimant Lawyers(s): Beverly Marie Ketel
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Thomas C. Tretter, Linda J. Baer, Edward W. Morris
Hearing Site: Manchester, NH
| | |
| 20-02210 | 03/10/2021 | Claimant(s): Beverly Ketel
Claimant Lawyers(s): Beverly Marie Ketel
Respondent(s): Citizens Securities.
Respondent Lawyers(s): William K. Wray
Arbitrator(s): Patricia Gatto Hechavarria
Hearing Site: Manchester, NH
| | Expungement |
| 20-00726 | 11/25/2020 | Claimant(s): Russell Strickler
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
| | |
| 20-01601 | 11/06/2020 | Claimant(s): Jennifer Lattanzio
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Chase Investment Services Corp., Citizens Securities.
Respondent Lawyers(s): Adam R. Bennett, Brenna Anatone Force
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Cleveland, OH
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