| 24-01375 | 10/28/2024 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): Stuart D. Roberts
Respondent(s): Richard Trotta
Respondent Lawyers(s): Richard Louis Trotta
Arbitrator(s): John B. Taulane
Hearing Site: Philadelphia, PA
| | |
| 23-01896 | 09/09/2024 | Claimant(s): Michelle Urban
Claimant Lawyers(s): Michelle Lynn Urban
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Robert J. Hannen
Arbitrator(s): Douglas M. Branson, Cheryl Esposito Kaufman, Max D. Halpern
Hearing Site: Pittsburgh, PA
|  | Dismissed by Rules 12409 and 12504 |
| 21-01930 | 12/22/2023 | Claimant(s): Phillip Parziale
Claimant Lawyers(s): William Haddad
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Amy M. McCallen
Arbitrator(s): Richard D. Levin, Gene M. Bauer, John George Neylon
Hearing Site: Boston, MA
| | |
| 23-00998 | 11/27/2023 | Claimant(s): Krishnaa Ghosh
Claimant Lawyers(s): Katherine Skubecz
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Amy M. McCallen
Arbitrator(s): Arthur Lewis Pressman, Elise Frost Alair
Hearing Site: Boston, MA
| | |
| 23-02033 | 11/17/2023 | Claimant(s): Charles Reimer
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Thomas E Kopil, Arthur Traldi, Michael Daniel Lamm
Hearing Site: Philadelphia, PA
| | |
| 21-00716 | 03/14/2022 | Claimant(s): Kevin McRae
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Amy M. McCallen
Arbitrator(s): Robert E. Anderson
Hearing Site: Providence, RI
| | |
| 20-01594 | 09/20/2021 | Claimant(s): Brandon Cheshier
Claimant Lawyers(s): Danilo Borgas
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Brenna Anatone Force
Arbitrator(s): Jim Geiger, Robert L. Chase, John C Solomon
Hearing Site: Providence, RI
| | |
| 20-00677 | 08/02/2021 | Claimant(s): Remo Benvenuti, Remo Benvenuti Irrev Trust UAD 6/29/2007
Claimant Lawyers(s): Joseph P. Ciaramitaro
Respondent(s): Jason Murphy, CCO Investment Services Corp., Charter One Investment Services, Citizens Securities.
Respondent Lawyers(s): Eric A. Michaels, Krista L. Elsasser
Arbitrator(s): Jeffry M. Bauer, Raymond Wade Henney, Barbara A. Johannessen
Hearing Site: Detroit, MI
| | Expungement |
| 20-02511 | 04/13/2021 | Claimant(s): Beverly Ketel
Claimant Lawyers(s): Beverly Marie Ketel
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Thomas C. Tretter, Linda J. Baer, Edward W. Morris
Hearing Site: Manchester, NH
| | |
| 20-02210 | 03/10/2021 | Claimant(s): Beverly Ketel
Claimant Lawyers(s): Beverly Marie Ketel
Respondent(s): Citizens Securities.
Respondent Lawyers(s): William K. Wray
Arbitrator(s): Patricia Gatto Hechavarria
Hearing Site: Manchester, NH
| | Expungement |
