| 23-02033 | 11/17/2023 | Claimant(s): Charles Reimer
Claimant Lawyers(s): James P. Galvin
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Thomas E Kopil, Arthur Traldi, Michael Daniel Lamm
Hearing Site: Philadelphia, PA
| | |
| 21-02258 | 09/19/2023 | Claimant(s): Blake Epstein, Stanley Kiec
Claimant Lawyers(s): Alan Rosca
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Megan VerGow
Arbitrator(s): Mark H. Stein, Thomas E Kopil, James Christie
Hearing Site: Philadelphia, PA
| | |
| 21-02784 | 10/07/2022 | Claimant(s): Fred Horrocks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MMLInvestors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Thomas E Kopil
Hearing Site: Philadelphia, PA
| | |
| 17-03268 | 01/15/2019 | Claimant(s): Christine Spaziani, Robert Spaziani
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Samuel Cohen
Arbitrator(s): David F. Griesing, Emily Kay Declercq, Thomas E Kopil
Hearing Site: Philadelphia, PA
|  | $0 |
| 17-00039 | 03/05/2018 | Claimant(s): Jeffrey Nadu, Patricia Nadu, Jeffrey Nadu IRA, Patricia Nadu IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): George Reath, Donald S. Bauman, Thomas E Kopil
Hearing Site: Philadelphia, PA
| | Expungement |
