23-00894 | 07/05/2024 | Claimant(s): Arnold Galman, Galman Family Trust DTD 02/05/96 Claimant Lawyers(s): Carl F. Schoeppl Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Edward R. Niederriter, Gerald H. Grayson, Lisa Jane Austein Hearing Site: Boca Raton, FL
| | $0 |
20-03899 | 12/30/2022 | Claimant(s): Cranston Fire & Police Dept Pension Plan Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Mary C. Kelleher, John James McGovern, Patrick R. Westerkamp Hearing Site: Providence, RI
| | Expungement |
21-02762 | 08/26/2022 | Claimant(s): Stephen Powers Claimant Lawyers(s): Daniel Donovan Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Martin R. Cramer Hearing Site: Jersey City, NJ
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21-01614 | 08/08/2022 | Claimant(s): Estate of Barbra H. Uterstaedt Claimant Lawyers(s): Joseph A. Hourihan Respondent(s): Robin Bogda, Janney Montgomery Scott LLC Respondent Lawyers(s): Eric M. Sandler, Jeffrey N. Kaplan Arbitrator(s): Linda J. Baer, Robert M. Singer, Nancy Wiegers Greenwald Hearing Site: Hartford, CT
| | $0 |
21-01621 | 06/06/2022 | Claimant(s): Rosario Cammarata Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): UBS Financial Services Inc., Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke, John Murphy Arbitrator(s): Marie G. Peterson, Allen Robin, Carl Joseph Domino Hearing Site: Boca Raton, FL
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21-02728 | 03/25/2022 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B Clarke Respondent(s): Charles Jenkins Respondent Lawyers(s): Charles M Jenkins Arbitrator(s): Gregory Hunter Mathews Hearing Site: Pittsburgh, PA
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20-02666 | 02/09/2022 | Claimant(s): Carol A. Mastics, individually for the, Carole Mastics Rev Tr Dtd 03/28/2011 Claimant Lawyers(s): Robert J. Harvey Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Monica I. Salis, Paul Weinberg, Edward Alexander Jaffe Hearing Site: Boca Raton, FL
| | Expungement |
21-01006 | 02/08/2022 | Claimant(s): Virginia Thompson Claimant Lawyers(s): James P. Galvin Respondent(s): Stifel, Nicolaus & Co.., UBS Financial Services Inc., Janney Montgomery Scott LLC, J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Benjamin J. Biard, Jill B. Clarke, John Murphy, Paul Klein Arbitrator(s): Sheryl Sagel, Nanci Sondra Landy, Jason Allen Rosner Hearing Site: Boca Raton, FL
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21-00914 | 12/21/2021 | Claimant(s): Virginia Thompson Claimant Lawyers(s): James P. Galvin Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Michael Lau, Louis David Huss, Robert Lawrence Ostrov Hearing Site: Boca Raton, FL
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20-02377 | 11/08/2021 | Claimant(s): Michael Robinson Claimant Lawyers(s): Neil A. Sussman Respondent(s): Jeffrey Kemp, Janney Montgomery Scott LLC Respondent Lawyers(s): Theodore R. Snyder Arbitrator(s): Martin A. Feigenbaum, Lawrence S. Silver, Marvin S. Lava Hearing Site: Boca Raton, FL
| | Expungement |