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FINRA Awards for Robert M. Singer

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0313908/02/2023Claimant(s): Catherine Brown, Denise Correia
Claimant Lawyers(s): August M. Iorio
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Gregory Hunter Mathews, Robert M. Singer, Michael R. Ricci
Hearing Site: Hartford, CT
Checkmark IconExpungement
22-0002502/24/2023Claimant(s): Kevin Carroll
Claimant Lawyers(s): Kevin Joseph Carroll
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): John J. Mager, Robert M. Singer, Karen Kim
Hearing Site: Hartford, CT
21-0161408/08/2022Claimant(s): Estate of Barbra H. Uterstaedt
Claimant Lawyers(s): Joseph A. Hourihan
Respondent(s): Robin Bogda, Janney Montgomery Scott LLC
Respondent Lawyers(s): Eric M. Sandler, Jeffrey N. Kaplan
Arbitrator(s): Linda J. Baer, Robert M. Singer, Nancy Wiegers Greenwald
Hearing Site: Hartford, CT
Checkmark Icon$0

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