Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00025 | 02/24/2023 | Claimant(s): Kevin Carroll Claimant Lawyers(s): Kevin Joseph Carroll Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): John J. Mager, Robert M. Singer, Karen Kim Hearing Site: Hartford, CT | ||
| 19-03473 | 03/30/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Thomas Lewis Respondent(s): Kevin Carroll Respondent Lawyers(s): Kevin Joseph Carroll Arbitrator(s): Jim Geiger Hearing Site: Hartford, CT | ||
| 09-02038 | 12/22/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kevin Carroll Respondent Lawyers(s): Brian D. Rich Arbitrator(s): Jack B. Golden Hearing Site: Hartford, CT |