| 19-03473 | 03/30/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Kevin Carroll
Respondent Lawyers(s): Kevin Joseph Carroll
Arbitrator(s): Jim Geiger
Hearing Site: Hartford, CT
| | |
| 14-03186 | 02/24/2017 | Claimant(s): Thomas Lewis, Lewis Family Limited Partnership
Claimant Lawyers(s): Alan Frank
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Matthew A. White
Arbitrator(s): Thomas Benjamin Salzer, Richard M. Rosenbleeth, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
|  | $600 |
| 14-01793 | 10/27/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Robert Estep
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Alan J. Blocher, Peter Edward Sheridan, Kenneth Mark Jingozian
Hearing Site: Philadelphia, PA
| | |
| 14-01779 | 10/26/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Lewis
Respondent(s): Kevin Kane, Robert Estep
Respondent Lawyers(s): L. Renee Lieux
Arbitrator(s): Dale A. Pope, Roslyn G. Pollack, Gerald S. Smith
Hearing Site: Philadelphia, PA
| | |
