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FINRA Awards for Goldman

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Displaying 10 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0018509/28/2022Claimant(s): Luke Tait
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
19-0023107/27/2022Claimant(s): Goldman, Sachs and Company, The Goldman Sachs Group.
Claimant Lawyers(s): Robert A. Sacks
Respondent(s): Tim Leissner
Respondent Lawyers(s): Henry E. Mazurek
Arbitrator(s): Jeffrey L. Malek, Daniel R. Brush, Andrew W. Levin
Hearing Site: Los Angeles, CA
21-0091710/29/2021Claimant(s): Lawrence Redell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Frances Johnson Wright
Hearing Site: Dallas, TX
19-0106410/18/2021Claimant(s): Kenneth Kwalik
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Eric A. Bensky
Arbitrator(s): Amy Jill Baranoff, Andrew Daniel Levine, Donald Francese
Hearing Site: New York, NY
19-0224903/04/2021Claimant(s): Christopher Rollins
Claimant Lawyers(s): Seth Redniss
Respondent(s): Goldman, Sachs and Company, James Esposito, Goldman Sachs Group Inc, Goldman Sachs International, Goldman Sachs Services Limited
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Brian Ken Kawakami, Richard W. Cutler, Shelley Teitelbaum
Hearing Site: New York, NY
20-0037511/05/2020Claimant(s): Lindsey Burik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Corey D. Winer
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
19-0153602/05/2020Claimant(s): Tiffany Wright
Claimant Lawyers(s): Frances Menzer
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
18-0443809/05/2019Claimant(s): David Yaccino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Walter Patrick Giblin
Hearing Site: Chicago, IL
18-0443608/16/2019Claimant(s): Stuart Buck
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Philip J. Glick
Hearing Site: Chicago, IL
18-0320708/14/2019Claimant(s): Drew Freides
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Charles Evan Stewart
Arbitrator(s): Morris S. Getzels
Hearing Site: Los Angeles, CA

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