| 23-02249 | 01/05/2024 | Claimant(s): Simone Varessi
Claimant Lawyers(s): Simone Varessi
Respondent(s): LPL Financial LLC, William Faith
Respondent Lawyers(s): Jon D. Kaplon, William Lawrence Faith
Arbitrator(s): Andrew W. Levin
Hearing Site: Los Angeles, CA
|  | $0 |
| 23-00783 | 12/26/2023 | Claimant(s): Michael Sendowski
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Cheryl Howard
Arbitrator(s): Craig Alan Gordon, Andrew W. Levin, Stuart John Webster
Hearing Site: Los Angeles, CA
| | |
| 22-02837 | 10/27/2023 | Claimant(s): Tastyworks.
Claimant Lawyers(s): Ilana Zelener
Respondent(s): Toan Tran
Respondent Lawyers(s): Toan Tran
Arbitrator(s): Andrew W. Levin
Hearing Site: Los Angeles, CA
| | $0 |
| 21-02861 | 03/24/2023 | Claimant(s): Arnold Shvarts, Oksana Shvarts
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Bradley Kaiser, Donald Bizub, Hagop Nalbandian, Krikor Demirjian, Wendy Rea, Western International Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Robert D. Sussin, W. Alex King, Andrew W. Levin
Hearing Site: Los Angeles, CA
| | Expungement |
| 19-00231 | 07/27/2022 | Claimant(s): Goldman, Sachs and Company, The Goldman Sachs Group.
Claimant Lawyers(s): Robert A. Sacks
Respondent(s): Tim Leissner
Respondent Lawyers(s): Henry E. Mazurek
Arbitrator(s): Jeffrey L. Malek, Daniel R. Brush, Andrew W. Levin
Hearing Site: Los Angeles, CA
| | |
