22-02819 | 09/27/2024 | Claimant(s): Daniela Schuvaks-Katz, Robert Alan Katz Claimant Lawyers(s): Kirk G. Smith Respondent(s): Andrea Steiner, Western International Securities. Respondent Lawyers(s): Andrea Steiner, Jeffrey K. Compton Arbitrator(s): Jeffry M. Bauer Hearing Site: Indianapolis, IN
| | $0 |
22-01894 | 01/16/2024 | Claimant(s): Western International Securities. Claimant Lawyers(s): Eric A. Michaels Respondent(s): Amar Toma Respondent Lawyers(s): Amar Toma Arbitrator(s): Tracy L. Allen, Carl E. Ver Beek, Richard Edward Rassel Hearing Site: Detroit, MI
| | $353,717 |
23-00796 | 01/09/2024 | Claimant(s): Daniel Beech Claimant Lawyers(s): Tosh Grebenik Respondent(s): Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Ronald L. Cameron, Alexandra M. Linden, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
| | |
22-02235 | 07/07/2023 | Claimant(s): Andrew Kuo, Bradley Kaiser Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Western International Securities. Respondent Lawyers(s): Donald Bizub Arbitrator(s): Mary M. O'Neil, Kirtley M. Thiesmeyer, Sidney Kinji Kanazawa Hearing Site: Los Angeles, CA
| | |
21-02861 | 03/24/2023 | Claimant(s): Arnold Shvarts, Oksana Shvarts Claimant Lawyers(s): Paul W. Thomas Respondent(s): Bradley Kaiser, Donald Bizub, Hagop Nalbandian, Krikor Demirjian, Wendy Rea, Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Robert D. Sussin, W. Alex King, Andrew W. Levin Hearing Site: Los Angeles, CA
| | Expungement |
20-03052 | 08/03/2021 | Claimant(s): Robin Taliaferro Claimant Lawyers(s): Chelsea Masters Respondent(s): Vanguard Capital, Western International Securities. Respondent Lawyers(s): Gregory Serras, Jeffrey K. Compton Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA
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19-02898 | 12/23/2020 | Claimant(s): Minoo Daneshrad, Minoo Daneshrad IRA Claimant Lawyers(s): Gregory Simon Respondent(s): Western International Securities. Respondent Lawyers(s): Jeffrey Compton Arbitrator(s): Kirtley M. Thiesmeyer, Steven H. Gentry, Bruce Leslie Ishimatsu Hearing Site: Los Angeles, CA
| | Settlement |
14-00575 | 03/21/2017 | Claimant(s): Steven Santagati Claimant Lawyers(s): John Veach Respondent(s): Dawn Bennett, Bennett Group Financial Services, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): Monica I. Salis, Seth L. Finkel, C. Richard Mancini Hearing Site: Miami, FL
| | $1,042,770 |
15-00343 | 08/19/2016 | Claimant(s): Richard D. Wieboldt & Linda D. Wieboldt Claimant Lawyers(s): Scott Greco Respondent(s): Dawn Bennett, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): Janet Stern Solomon, Arthur J. Salzberg, Judith B. Ittig Hearing Site: Washington, DC
| | Expungement |
15-00589 | 01/27/2016 | Claimant(s): Catherine Boland, Richard Graves Claimant Lawyers(s): Thomas C. Costello Respondent(s): Dawn Bennett, Western International Securities. Respondent Lawyers(s): David E. Robbins Arbitrator(s): James A. Hayes, Christopher M. McMurray Hearing Site: Baltimore, MD
| | Expungement |