13-03275 | 07/10/2024 | Claimant(s): Deutsche Bank Securities. Claimant Lawyers(s): Robert B. Ericson Respondent(s): James Dryden Respondent Lawyers(s): Deborah A. Klar Arbitrator(s): Robert D. Sussin, Kirtley M. Thiesmeyer, Frank Centofanti Hearing Site: Los Angeles, CA
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21-01022 | 06/18/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Henry Chang Respondent Lawyers(s): Henry Chia-How Chang Arbitrator(s): Mario H. Metzger, Kirtley M. Thiesmeyer, Daniel Lawrence Pearlman Hearing Site: Los Angeles, CA
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23-02358 | 04/08/2024 | Claimant(s): Jonathan French Claimant Lawyers(s): Zack Knoblock Respondent(s): Crown Capital Securities, L.P. Respondent Lawyers(s): Darol K. Paulsen Arbitrator(s): Constance Ellen Boukidis, Kirtley M. Thiesmeyer, Terry Lynn Chambless Hearing Site: Los Angeles, CA
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23-01400 | 01/22/2024 | Claimant(s): Roberto Vila Claimant Lawyers(s): William Bean Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA
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23-00796 | 01/09/2024 | Claimant(s): Daniel Beech Claimant Lawyers(s): Tosh Grebenik Respondent(s): Western International Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Ronald L. Cameron, Alexandra M. Linden, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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23-01335 | 12/11/2023 | Claimant(s): Christopher Rieger Claimant Lawyers(s): Harris Freedman Respondent(s): A.G.P. / Alliance Global Partners Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
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22-01350 | 11/02/2023 | Claimant(s): Elite Pet Grooming Inc., Tadazzleme Claimant Lawyers(s): Timika Snorton Respondent(s): Brex Treasury LLC Respondent Lawyers(s): Edrei G. Swanson Arbitrator(s): Kirtley M. Thiesmeyer, Steven H. Gentry, Maggie Soleimani Hearing Site: Los Angeles, CA
| | $0 |
23-01599 | 10/24/2023 | Claimant(s): Barbara Fluetsch Claimant Lawyers(s): Barbara A. Fluetsch Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Jovalin Dedaj Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA
| | $300 |
23-00325 | 09/22/2023 | Claimant(s): Alexander Soifer Claimant Lawyers(s): Alexander Nation Soifer Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Kirtley M. Thiesmeyer, Thomas James Norman, Robert D. Coviello Hearing Site: Los Angeles, CA
| | $17,300 |
23-01102 | 09/01/2023 | Claimant(s): Brian Donaldson, Frank Baldwin Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA
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