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FINRA Awards for Thomas James Norman

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0032509/22/2023Claimant(s): Alexander Soifer
Claimant Lawyers(s): Alexander Nation Soifer
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Kirtley M. Thiesmeyer, Thomas James Norman, Robert D. Coviello
Hearing Site: Los Angeles, CA
Checkmark Icon$17,300

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