Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-01744 | 11/12/2024 | Claimant(s): James Giannotti Claimant Lawyers(s): Guy Chirico Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Arthur M. Schoenberger, Nancy Kramer, John Michael Bergin Hearing Site: New York, NY |  | $0 |
| 23-03182 | 03/13/2024 | Claimant(s): Jon Drees Claimant Lawyers(s): Jon Drees Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Grant D. Sanders Hearing Site: Minneapolis, MN | | $0 |
| 23-02085 | 03/08/2024 | Claimant(s): Camille Thomas Claimant Lawyers(s): Camille Thomas Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Steven H. Vogel, Gerald G Saltarelli, Vincent Joseph Hart Hearing Site: Chicago, IL | | $0 |
| 23-00627 | 01/22/2024 | Claimant(s): Barbara Violette Claimant Lawyers(s): Barbara A. Violette Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Catherine Stewart Hearing Site: Augusta, ME | | $0 |
| 23-01725 | 10/27/2023 | Claimant(s): Spencer Hyde Claimant Lawyers(s): Spencer Roderick Hyde Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Theresa Joan Rosenberg Hearing Site: Atlanta, GA | | $435 |
| 23-01749 | 10/25/2023 | Claimant(s): Dennis Delmastro Claimant Lawyers(s): Dennis Delmastro Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): John W. Eichleay Hearing Site: Pittsburgh, PA | | $3,665 |
| 23-00325 | 09/22/2023 | Claimant(s): Alexander Soifer Claimant Lawyers(s): Alexander Nation Soifer Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Kirtley M. Thiesmeyer, Thomas James Norman, Robert D. Coviello Hearing Site: Los Angeles, CA | | $17,300 |
| 22-02756 | 08/14/2023 | Claimant(s): Alan Fong Claimant Lawyers(s): Kevin P. Conway Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | | $0 |
| 23-00422 | 07/10/2023 | Claimant(s): Charles Fulmore Claimant Lawyers(s): Charles S. Fulmore Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Karl A. Vogeler Hearing Site: Orlando, FL | | $41,850 |
| 22-02343 | 06/16/2023 | Claimant(s): John Moore Claimant Lawyers(s): John H. Moore Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Douglas Earl McLaren Hearing Site: Baltimore, MD | | $0 |