| 23-00663 | 10/17/2023 | Claimant(s): Latrice Osamor
Claimant Lawyers(s): Latrice A. Osamor
Respondent(s): First Command Brokerage Services.
Respondent Lawyers(s): Adam C. Pollet
Arbitrator(s): Douglas Earl McLaren, Julius P. Terrell, Alan Barry Cohen
Hearing Site: Washington, DC
|  | $400 |
| 22-02343 | 06/16/2023 | Claimant(s): John Moore
Claimant Lawyers(s): John H. Moore
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Baltimore, MD
| | $0 |
| 18-01944 | 04/19/2023 | Claimant(s): GAMASA
Claimant Lawyers(s): Eric Quetglas-Jordan
Respondent(s): Popular Securities.
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Steven Gerard Goerke, Douglas Earl McLaren, Constance P. Barr
Hearing Site: San Juan, PR
| | $0 |
| 19-00737 | 03/15/2023 | Claimant(s): Johanna Vandermark, Living Trust, Joanna Vandermark Trustee, Vandermark Credit Shelter Trust, Karen Y
Claimant Lawyers(s): Fred B. Monroe
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan Neerman
Arbitrator(s): Douglas Earl McLaren, Jason Alexander Diamond, GianDomenico Sarolli
Hearing Site: Charlotte, NC
| | $776,149 |
| 20-01614 | 11/29/2022 | Claimant(s): Joan Washington
Claimant Lawyers(s): Joan B. Washington
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Douglas Earl McLaren, Elizabeth Louise Carswell, Jacqueline A Tran
Hearing Site: Washington, DC
| | Expungement |
| 22-00240 | 11/16/2022 | Claimant(s): Geoffrey Githaiga
Claimant Lawyers(s): Geoffrey Githaiga
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kevin Lewis
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
| | $0 |
| 21-00194 | 08/25/2022 | Claimant(s): Brigitte Sodhi, Sukhinder Sodhi
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Douglas Earl McLaren, Richard H. Porter, Edward Paul Gibson
Hearing Site: Washington, DC
| | Expungement |
| 22-00265 | 08/12/2022 | Claimant(s): Michael Achatz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Baltimore, MD
| | |
| 21-01257 | 03/11/2022 | Claimant(s): Michael Bolen
Claimant Lawyers(s): James P. Galvin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Douglas Earl McLaren, Patricia H. Latham, Thomas David Hudak
Hearing Site: Washington, DC
| | |
| 20-00511 | 02/10/2022 | Claimant(s): David Thompson
Claimant Lawyers(s): Brian J. Neville
Respondent(s): TD Private Client Wealth
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Leonard E. Benade, Douglas Earl McLaren, Norman Lee Gunn
Hearing Site: Charlotte, NC
| | |
