23-03072 | 11/18/2024 | Claimant(s): Hilltop Securities Inc. Claimant Lawyers(s): Richard D. Pullman Respondent(s): Careena Patel Respondent Lawyers(s): Dochtor Kennedy Arbitrator(s): Edward S. Koppman, Eric Ross Cromartie, Angela L. Sanders Hearing Site: Dallas, TX
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22-00990 | 05/17/2024 | Claimant(s): Diane Jones, Huxley Richardson, Larry Marple, William Struwe Claimant Lawyers(s): Christopher J. Gray Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Thomas J. LoSavio, Philip Aaron Tymon, Glenn Paul Gilbert Hearing Site: San Francisco, CA
| | $0 |
23-01937 | 04/15/2024 | Claimant(s): Donald Laurence Claimant Lawyers(s): Stephan Louviere Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): David M. Clem Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX
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22-01012 | 12/13/2023 | Claimant(s): Gary Rabe Claimant Lawyers(s): Christopher J. Gray Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Mark S. Foster, William B. Ross, Charles A. Palmer Hearing Site: Des Moines, IA
| | $4,529 |
22-00341 | 05/11/2023 | Claimant(s): Hilltop Securities Inc. Claimant Lawyers(s): Andrew P. Shelby Respondent(s): Daniel Heidkamp, Mark Ritchie, Patrick Tierney, Colliers Securities LLC Respondent Lawyers(s): Michael D. Lee Arbitrator(s): Theodore W. Wrobleski, Lawrence W. Arness, Kristi Lynn Nelson Hearing Site: Chicago, IL
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22-01025 | 05/08/2023 | Claimant(s): Kenneth Woodfield, Michael Shain Claimant Lawyers(s): Christopher J. Gray Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan D. Neerman Arbitrator(s): Howard N. Gorney, Mary E. Bassett, John George Neylon Hearing Site: Boston, MA
| | $0 |
19-00737 | 03/15/2023 | Claimant(s): Johanna Vandermark, Living Trust, Joanna Vandermark Trustee, Vandermark Credit Shelter Trust, Karen Y Claimant Lawyers(s): Fred B. Monroe Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan Neerman Arbitrator(s): Douglas Earl McLaren, Jason Alexander Diamond, GianDomenico Sarolli Hearing Site: Charlotte, NC
| | $776,149 |
20-02839 | 04/20/2021 | Claimant(s): Catherine Ward Claimant Lawyers(s): Kimberly Ward Respondent(s): Alicia Kitz, Michael Bahary, Hilltop Securities Inc. Respondent Lawyers(s): Edward Zusman Arbitrator(s): Herbert Liberman Hearing Site: San Diego, CA
| | $0 |
18-02136 | 02/24/2020 | Claimant(s): David Valponi, Elizabeth Valponi, The Valponi Revocable Trust dtd 2/24/98, Valponi Family Irrevocable Trust FBO Ali, Valponi Family Irrevocable Trust FBO Eri Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): David Markun Arbitrator(s): Lawrence R. Mills, Alden Sharp Adkins Hearing Site: San Francisco, CA
| | $699,664 |
18-01937 | 03/20/2019 | Claimant(s): John Coyle Claimant Lawyers(s): Clint A. Corrie Respondent(s): Hilltop Securities Inc. Respondent Lawyers(s): Jonathan Neerman Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX
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