| 22-02714 | 06/21/2023 | Claimant(s): James Alonge
Claimant Lawyers(s): James A. Alonge
Respondent(s): Gregory Romes
Respondent Lawyers(s): David Markun
Arbitrator(s): Richard W. Dissen
Hearing Site: Cincinnati, OH
|  | $213 |
| 18-02136 | 02/24/2020 | Claimant(s): David Valponi, Elizabeth Valponi, The Valponi Revocable Trust dtd 2/24/98, Valponi Family Irrevocable Trust FBO Ali, Valponi Family Irrevocable Trust FBO Eri
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): David Markun
Arbitrator(s): Lawrence R. Mills, Alden Sharp Adkins
Hearing Site: San Francisco, CA
| | $699,664 |
| 16-01787 | 04/17/2017 | Claimant(s): Linda Tedrahn
Claimant Lawyers(s): Brett A. Alcala
Respondent(s): Gregory Kinkead, Joseph Papez, Centaurus Financial.
Respondent Lawyers(s): David Markun, Paul King
Arbitrator(s): Robert A. Lombardi
Hearing Site: Las Vegas, NV
| | $0 |
| 11-02151 | 10/07/2014 | Claimant(s): Gary Quick, The Quick Family Trust
Claimant Lawyers(s): Gary J. Quick
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David Markun
Arbitrator(s): Gerald F. Corrigan, Michael D. Harrison, Christopher L. Mass
Hearing Site: Los Angeles, CA
| | $0 |
| 12-00146 | 11/14/2013 | Claimant(s): James Kaczmarek, John Hall, Mary Kaczmarek
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Andrew HorowitzL Financial LLC, Scott Doll, Doll Capital Advisors, The Estate Management Group.
Respondent Lawyers(s): David Markun, Ryan Gustafson
Arbitrator(s): Martin Olinick, Kenneth E. Owen, Neil S. Jasper
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-02668 | 06/01/2012 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David Markun
Respondent(s): John Hopkins
Respondent Lawyers(s): John H. Hopkins
Arbitrator(s): Thomas J. Ray
Hearing Site: Louisville, KY
| | |
| 11-00347 | 02/10/2012 | Claimant(s): Araceli Hardt, Heinrich Hardt, Hardt Family Trust dated February 22, 20, Hardt Family Trust dtd June 8, 1978
Claimant Lawyers(s): Brian D. Miller
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David Markun
Arbitrator(s): Lester G. Stiel, Mandel E. Himelstein, Evan A. Gould
Hearing Site: San Diego, CA
| | $1,367,000 |
| 10-02651 | 05/19/2011 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David Markun
Respondent(s): Robert Shigley
Respondent Lawyers(s): Robert P. Shigley
Arbitrator(s): Lynne T. Albert
Hearing Site: Raleigh, NC
| | |
