Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-01787 | 04/17/2017 | Claimant(s): Linda Tedrahn Claimant Lawyers(s): Brett A. Alcala Respondent(s): Gregory Kinkead, Joseph Papez, Centaurus Financial. Respondent Lawyers(s): David Markun, Paul King Arbitrator(s): Robert A. Lombardi Hearing Site: Las Vegas, NV |  | $0 |
| 16-01367 | 01/17/2017 | Claimant(s): Richard Zinman Claimant Lawyers(s): Patrick Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Randi P. Spallina Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 16-01122 | 10/07/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Gregory B. Simon Respondent(s): Douglas Galloway Respondent Lawyers(s): Douglas John Galloway Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 14-03803 | 11/23/2015 | Claimant(s): Tony Hartman Claimant Lawyers(s): Margaret E. Peper Respondent(s): VFG Securities. Respondent Lawyers(s): H Thomas Fehn Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 14-01878 | 10/14/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Daniel Kitchen Respondent Lawyers(s): Daniel Kitchen Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 14-01600 | 04/24/2015 | Claimant(s): Teresa Harmon Claimant Lawyers(s): Patrick R. Mahoney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 13-03339 | 05/02/2014 | Claimant(s): Teresa Harmon Claimant Lawyers(s): Patrick Mahoney Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | ||
| 10-02941 | 09/14/2012 | Claimant(s): Lewis Samuels Claimant Lawyers(s): Kevin Galbraith Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Payne L. Templeton Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | | Expungement |
| 10-05725 | 02/15/2012 | Claimant(s): Keith Campbell Claimant Lawyers(s): Keith Anthony Campbell Respondent(s): Wells Fargo Advisors, Shannon Powers-Solomon Respondent Lawyers(s): Judy Louie Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | | $0 |
| 09-06771 | 09/28/2010 | Claimant(s): The Brandewie Family Trust Claimant Lawyers(s): Richard A. Brandewie Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Robert A. Lombardi Hearing Site: Los Angeles, CA | | $36,443 |