| 21-02389 | 09/20/2023 | Claimant(s): Catalina Borrero
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jennifer Tomsen
Arbitrator(s): Harvey Barrison, Alexander Asher Truitt, Sandra M Stephenson-Peterkin
Hearing Site: New York, NY
| | |
| 19-02385 | 10/07/2022 | Claimant(s): Jonathan Peters
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Chad Allen, Oppenheimer & Co.., Matthew Platnico, Petar Arizanov
Respondent Lawyers(s): Brian J. Neville, John T. McGuire, Joseph E. Gasperetti
Arbitrator(s): Thomas E. Duggan, Eugene G. P. Byrne, Tip Henderson
Hearing Site: New York, NY
|  | Expungement |
| 21-02035 | 09/29/2022 | Claimant(s): MaryAnn Vellone
Claimant Lawyers(s): August M. Iorio
Respondent(s): Nicholas Palumbo
Respondent Lawyers(s): Kevin Galbraith
Arbitrator(s): Fred S. Pieroni, Alice E. Winkler, Robert E. Riccobono
Hearing Site: New York, NY
| | Expungement |
| 21-01562 | 07/14/2022 | Claimant(s): Gregory Manto
Claimant Lawyers(s): David E. Robbins
Respondent(s): Andrew Lindenberg
Respondent Lawyers(s): Kevin Galbraith
Arbitrator(s): Thomas D. Giordano, Jeffrey Bega, Wallace Anthony Showman
Hearing Site: New York, NY
| | |
| 20-03189 | 02/22/2022 | Claimant(s): Vincent Fiorentino
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 18-04341 | 11/23/2021 | Claimant(s): Donna Benabou, Raphael Benabou
Claimant Lawyers(s): Raphael Benabou
Respondent(s): Ameriprise Financial Services, James Korzik, Robert Korzik
Respondent Lawyers(s): Kevin Galbraith, Sydney H. Crowder
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
| | $0 |
| 16-03403 | 02/01/2018 | Claimant(s): Jeffrey Gurman
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley Fishman
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
| | |
| 16-01243 | 08/17/2017 | Claimant(s): Kirsten Green, Kirsten H. Green IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Robert Star, Edi Financial.
Respondent Lawyers(s): Kevin Galbraith, Martin Prinz
Arbitrator(s): Walter J. Wylie, Daniel Lee Tedrick, Janice Helsley Blach
Hearing Site: Columbia, SC
| | $432,815 |
| 14-03122 | 12/22/2016 | Claimant(s): Alastair Short
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Howard D. Jacob, John F. Duane, Clarence Smith
Hearing Site: New York, NY
| | Expungement |
| 15-00888 | 07/19/2016 | Claimant(s): Ranjit Singh, Kingsboro
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Vincent Louwagie
Arbitrator(s): Reggie C. Giffin, Thomas J. Ray, John R. Loss
Hearing Site: Kansas City, MO
| | $0 |
