18-03488 | 07/15/2022 | Claimant(s): James DeChene, James Dechene IRA Claimant Lawyers(s): D. Daxton White Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Lindsay Wuller Aggarwal Arbitrator(s): Michael S. Jordan, John M. James, Stephen J Beseres Hearing Site: Minneapolis, MN
| | Expungement |
21-00010 | 05/20/2022 | Claimant(s): Peter Dora, Peter D. Dora, on Behalf of His IRA Claimant Lawyers(s): D. Daxton White Respondent(s): G.F. Investment Services Respondent Lawyers(s): Judy A. Newcomb Arbitrator(s): Mauricio Arcadier Hearing Site: Orlando, FL
| | $107,725 |
20-03501 | 01/21/2022 | Claimant(s): David E. Hillin IRA, David and Denise Hillin Trust Claimant Lawyers(s): D. Daxton White Respondent(s): Geneos Wealth Management Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Lynne M. Gomez, Paul E. Dahlman, Michael D. Briggs Hearing Site: Oklahoma City, OK
| | Expungement |
20-03279 | 12/31/2021 | Claimant(s): Jamie Taylor Claimant Lawyers(s): D. Daxton White Respondent(s): Concorde Investment Services Respondent Lawyers(s): Scott Holcomb Arbitrator(s): Michele Renee Zinn, Michael James Whinihan, Suzanne L. Ulicny Hearing Site: Detroit, MI
| | Expungement |
19-03423 | 04/12/2021 | Claimant(s): Cain Manoli, Mihaela Manoli Claimant Lawyers(s): D. Daxton White Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Judy Louie Arbitrator(s): Eric Gad Forster, Stephen Mack, Elijah Paul Rukidi-Mpuuga Hearing Site: Los Angeles, CA
| | Expungement |
19-00026 | 11/29/2019 | Claimant(s): Sabine Miller Claimant Lawyers(s): D. Daxton White Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Marcia Bonita Gevers Hearing Site: Chicago, IL
| | $71,225 |
18-03960 | 11/12/2019 | Claimant(s): Catherine Baker Claimant Lawyers(s): D. Daxton White Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Richard H. Potter, Michael J. Ahlstrom, John A. Baynes Hearing Site: Charlotte, NC
| | $228,384 |
18-00810 | 07/15/2019 | Claimant(s): Clara Luna, Marcelo Luna, Clara Luna IRA, Marcelo Luna IRA Claimant Lawyers(s): D. Daxton White Respondent(s): IMS Securities. Respondent Lawyers(s): Jackie Wadsworth Arbitrator(s): Daniel P. Urban, Jeff Kilgore, Brenda Pickens Seals Hearing Site: Houston, TX
| | $582,644 |
16-03273 | 08/10/2018 | Claimant(s): Rosemary Perera, Rosemary Perera IRA Claimant Lawyers(s): D. Daxton White Respondent(s): Syndicated Capital. Respondent Lawyers(s): Natalie N. FitzGerald Arbitrator(s): Richard J. Stall, Alan M. Rosen, Barry A. Fisher Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206 |
17-00274 | 06/13/2018 | Claimant(s): Carey Bertsch, Deborah Williamson, Jeffrey Bertsch, Karin Kellogg, Michael McEnany, Pamela Bertsch, Randall Bertsch, Robin Bertsch, Vicki Bertsch, Virginia Bertsch, Walter Kellogg, Carey Bertsch IRA, Karin kellogg IRA, Robin Bertsch IRA, Vicki Bertsch IRA, Walter E. Kellogg, III IRA, Lyle E. Bertsche Revocable Trust u/s dtd, McEnany Williamson Revocable Living Trus, Virgnia L. Bertsch Revocable Trrust u/a, III Trust u/a dtd 2/2 Claimant Lawyers(s): D. Daxton White Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Ed Barkel Arbitrator(s): I. Douglas Dunipace, Marc Kalish, David S. Eisenberg Hearing Site: Phoenix, AZ
| | Expungement |