| 23-01902 | 05/31/2024 | Claimant(s): Curt Hall
Claimant Lawyers(s): Clayton B. McCullough
Respondent(s): UBS Financial Services Inc., Mary Reid
Respondent Lawyers(s): D. Randle Moody
Arbitrator(s): Mauricio Arcadier, Dana R. Krajack, John Norman Lindsay
Hearing Site: Columbia, SC
| | |
| 23-02877 | 05/23/2024 | Claimant(s): Mitchell Kramer
Claimant Lawyers(s): William Preston Martin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Efrat Cohen
Arbitrator(s): Mauricio Arcadier
Hearing Site: Columbia, SC
| | |
| 23-01007 | 03/11/2024 | Claimant(s): Jesse Hadaway
Claimant Lawyers(s): Jesse G. Hadaway
Respondent(s): Michael Whitaker
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
|  | $0 |
| 22-01993 | 05/22/2023 | Claimant(s): Peter Mirenda
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Joseph Stone Capital L.L.C., J. P. Turner & Company LLC, First Midwest Securities., North American Clearing.
Respondent Lawyers(s): Benjamin J. Biard, Damian Maggio, Kelly Sutton, Sandi Farr
Arbitrator(s): Warren A. Forest, Mauricio Arcadier, Shameeka E. Quallo
Hearing Site: Orlando, FL
| | |
| 21-02710 | 11/22/2022 | Claimant(s): Glenda Carter
Claimant Lawyers(s): Governor E. Jackson
Respondent(s): Tiaa-Cref Individual & Institutional Ser
Respondent Lawyers(s): Frank Morreale
Arbitrator(s): Thomas Joseph Atkinson, Gayle B. Carlson, Mauricio Arcadier
Hearing Site: Jackson, MS
| | $0 |
| 21-00547 | 07/11/2022 | Claimant(s): Gary Miller, Martha Miller
Claimant Lawyers(s): William B. Young
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Stuart K. Furman, Mauricio Arcadier, John Briggs
Hearing Site: Orlando, FL
| | Expungement |
| 21-00010 | 05/20/2022 | Claimant(s): Peter Dora, Peter D. Dora, on Behalf of His IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
| | $107,725 |
| 21-00095 | 04/27/2022 | Claimant(s): Shaun Rowles
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BB&T Investment Services.
Respondent Lawyers(s): Josef Y. Rosen
Arbitrator(s): Mauricio Arcadier
Hearing Site: Nashville, TN
| | |
| 19-01588 | 12/01/2021 | Claimant(s): Lisa Wavro
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Stanley, Kevin Welsh
Respondent Lawyers(s): Nicholas N. George
Arbitrator(s): Robert H. Putnam, Mauricio Arcadier, William Finley Hamel
Hearing Site: Columbia, SC
| | Expungement |
| 19-00960 | 11/18/2021 | Claimant(s): John Shubert
Claimant Lawyers(s): Thomas C. Allison
Respondent(s): Cbiz Financial Solutions.
Respondent Lawyers(s): Michaael J. Charlillo
Arbitrator(s): Mauricio Arcadier, Glenn W. Wheelock, Mitchel Weiss
Hearing Site: Orlando, FL
| | |
