24-00375 | 11/25/2024 | Claimant(s): Razell Smart Claimant Lawyers(s): Alexander Padla Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Clarke C. Greene Arbitrator(s): John Winslow Griesser Hearing Site: Orlando, FL
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24-01654 | 10/25/2024 | Claimant(s): Raymond James & Associates. Claimant Lawyers(s): Kris Galloway Respondent(s): Michael Magruder Respondent Lawyers(s): Michael E. Magruder Arbitrator(s): Langfred W. White Hearing Site: Orlando, FL
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19-01859 | 10/15/2024 | Claimant(s): Anna Barbalace, Ivan Tong, Jason Paulley, John Alessandro, Leah Barbalace, Sandra Diaz Claimant Lawyers(s): Gary Menzer Respondent(s): Demetrios Mallios, Kevin Barbalace, Aeon Capital Inc., Corinthian Partners, L.L.C. Respondent Lawyers(s): Demetrios Mallios, Kevin Lawrence Barbalace, Richard Calabrese, Vincent Bruno Arbitrator(s): Mauricio Arcadier, Edgar Vazquez-Cruz, Shameeka E. Quallo Hearing Site: Orlando, FL
| | $0 |
20-03701 | 10/04/2024 | Claimant(s): Perella Weinberg Partners Claimant Lawyers(s): Michael C. Deutsch Respondent(s): Jason McCoy, Ken McCoy, Mission Coal Funding Respondent Lawyers(s): Robert C. Harris Arbitrator(s): Stuart K. Furman, Mauricio Arcadier, Richard Merritt Langway Hearing Site: Orlando, FL
| | $626,250 |
24-00677 | 08/22/2024 | Claimant(s): Samuel Harbaugh Claimant Lawyers(s): Paul E. Parrish Respondent(s): Morgan Stanley Respondent Lawyers(s): Brandy Fernandez Arbitrator(s): Mimi B. Osiason Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
23-02942 | 08/15/2024 | Claimant(s): Michael Whitaker Claimant Lawyers(s): Tosh Grebenik Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): G. Robert Abrams Arbitrator(s): Warren A. Forest, Christopher J. Klein Hearing Site: Orlando, FL
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23-03079 | 08/12/2024 | Claimant(s): Patricia Earl, Robert Earl, OCS OLI Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Brian Batson, Cary Corwin, Lion Street Financial Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Lewis Gordon Brewer, Tiffany Wax, Catherine Harper Hearing Site: Orlando, FL
| | Dismissed by Rule 12504(a)(6)(B) |
23-02909 | 08/05/2024 | Claimant(s): Keith Wood Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Christopher J. Klein Hearing Site: Orlando, FL
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23-03265 | 05/24/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Federico Cardona Respondent Lawyers(s): Federico Cardona Arbitrator(s): Langfred W. White Hearing Site: Orlando, FL
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22-02770 | 05/24/2024 | Claimant(s): Mary Markham, Michael Markham Claimant Lawyers(s): Scott L. Silver Respondent(s): IFP Securities Respondent Lawyers(s): Scott N. Sherman Arbitrator(s): Christopher J. Klein, Guno Orlando Ritfeld, Mary Ann Etzler Hearing Site: Orlando, FL
| | Expungement |