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FINRA Awards for Catherine Harper

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0307908/12/2024Claimant(s): Patricia Earl, Robert Earl, OCS OLI
Claimant Lawyers(s): Matthew N. Thibaut
Respondent(s): Brian Batson, Cary Corwin, Lion Street Financial
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Lewis Gordon Brewer, Tiffany Wax, Catherine Harper
Hearing Site: Orlando, FL
Checkmark IconDismissed by Rule 12504(a)(6)(B)
22-0114806/20/2023Claimant(s): David Wilson, Donna Wilson
Claimant Lawyers(s): Scott L Silver
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kathryn Roe Eldridge
Arbitrator(s): Tyrone Nathaniel Watson, Christina Magee, Catherine Harper
Hearing Site: Orlando, FL
Checkmark IconExpungement

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