| 23-02860 | 08/30/2024 | Claimant(s): Paul Padovani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christopher M. Sacco, Kathryn D. Perreault, Trae D. Meyr
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | |
| 22-01294 | 08/28/2024 | Claimant(s): Jane Hagelstein, Jane A. Hagelstein Roth IRA
Claimant Lawyers(s): Darlene Pasieczny
Respondent(s): Caryn Alles, Morgan Stanley
Respondent Lawyers(s): Emily Z. Culbertson
Arbitrator(s): John M. Casey, Bryon Scott, Crystal Rose O'Grady
Hearing Site: Portland, OR
|  | $0 |
| 23-02619 | 08/22/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Karimu F. Hill-Harvey, Gayle B. Carlson, Bernardo Hevia
Hearing Site: Tampa, FL
| | |
| 24-00677 | 08/22/2024 | Claimant(s): Samuel Harbaugh
Claimant Lawyers(s): Paul E. Parrish
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brandy Fernandez
Arbitrator(s): Mimi B. Osiason
Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
| 23-00791 | 08/19/2024 | Claimant(s): Eleanore Plewacki, Mark Plewacki
Claimant Lawyers(s): Courtney M. Werning
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail D. Elrod
Arbitrator(s): Stuart D. Summers, Raymond P. Buschmann, Timothy Chron
Hearing Site: Chicago, IL
| | Expungement |
| 23-02670 | 08/16/2024 | Claimant(s): Jeffrey McDonald
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Richard S. Zaifert, Steele Thomas Williams, Philip L. Manczak
Hearing Site: Tampa, FL
| | |
| 23-01409 | 07/18/2024 | Claimant(s): Robert Rumley
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Lita S. Menkin
Hearing Site: Atlanta, GA
| | |
| 17-02682 | 07/08/2024 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Michael Paesano
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Aubrey Lees, Howard Alan Grinsberg, Julia Kunina-Malladi
Hearing Site: New York, NY
| | |
| 20-00455 | 07/03/2024 | Claimant(s): Christina Aitchison, Thomas Aitchison, Christina S. Aitchison IRA Account, Thomas M. Aitchison IRA Account, TM & CS Aitchison 1998 Revocable Trust
Claimant Lawyers(s): Brandon S. Reif, Jon C. Furgison
Respondent(s): Morgan Stanley, Jim Stephenson, Nicholas Rogers
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Ralph A. Cotton, Peter H. Daly, Kevin Francis Woodall
Hearing Site: San Francisco, CA
| | Expungement |
| 23-02902 | 06/28/2024 | Claimant(s): Lawrence Catena
Claimant Lawyers(s): Josef Y Rosen
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
