23-01164 | 08/28/2024 | Claimant(s): First Republic Investment Management, First Republic Securities Company Claimant Lawyers(s): Leonard Weintraub Respondent(s): Steven Levine Respondent Lawyers(s): Michael S. Taaffe Arbitrator(s): Ronald Howard Filler, Robert Lawrence Ostrov, Mark H Schiff Hearing Site: Boca Raton, FL
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23-01087 | 08/27/2024 | Claimant(s): Scott Berenson Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Sara Soto Arbitrator(s): Nancy J. Cliff, Richard Kuper, Nancy Rosenbaum Kessler Hearing Site: Boca Raton, FL
| | Expungement |
23-02724 | 08/22/2024 | Claimant(s): Paul Zoch Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffrey D. Rodgers Arbitrator(s): Nancy J. Cliff Hearing Site: Boca Raton, FL
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23-01670 | 08/12/2024 | Claimant(s): Harriet Moskowitz Claimant Lawyers(s): Chase Carlson Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Randy R Freedman, Virginia Lee Perez-Berry, Melanie Anne Dernis Hearing Site: Boca Raton, FL
| | Expungement |
22-02810 | 08/07/2024 | Claimant(s): Sandra Stahlke, William Stahlke Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Michael J. Quarequio, Joseph Benalt, Stephenie Dorris Hearing Site: Boca Raton, FL
| | Expungement |
23-01860 | 08/01/2024 | Claimant(s): Gail Jabes, Joseph Jabes Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Lee Milich, Mark J. McCarthy, Jan Duda Krafczek Hearing Site: Boca Raton, FL
| | Expungement |
22-02415 | 07/26/2024 | Claimant(s): BG Strategic Advisors, BGSA Holdings Claimant Lawyers(s): Marc S. Dobin Respondent(s): Ryan Kuhn Respondent Lawyers(s): Peter T. Mavrick Arbitrator(s): Avery B. Goodman, Stephen Gregg Ellis, Danny Lynn Ingram Hearing Site: Boca Raton, FL
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22-02399 | 07/17/2024 | Claimant(s): 2002 Alice H. Hanley Descendants' Trust, E. Nicole H. Pickett 2002 Descendants', Lee Merrill H. Curtis 2002 Descendants', SAR Trust A u/w/o William Lee Hanley Jr., The Hanley 2012 Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Nancy J. Cliff, Michael P. Schiff, Gerald H. Grayson Hearing Site: Boca Raton, FL
| | Expungement |
23-02767 | 07/15/2024 | Claimant(s): Devin McCabe Claimant Lawyers(s): Thomas McEvoy Respondent(s): Laidlaw & Company (UK) LTD. Respondent Lawyers(s): Charles Smulevitz Arbitrator(s): Randy R Freedman Hearing Site: Boca Raton, FL
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23-02741 | 07/11/2024 | Claimant(s): Stephen Mosca Claimant Lawyers(s): Craig Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Steven N. Ainbinder, Edward Alexander Jaffe, Rosemarie Elizabeth Stoffo Hearing Site: Boca Raton, FL
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