| 22-01327 | 11/20/2024 | Claimant(s): Carlina Rodriguez
Claimant Lawyers(s): Nico Banks
Respondent(s): SW Financial
Respondent Lawyers(s): Axos Clearing
Arbitrator(s): George G. Kurschner, Richard W. Epstein, Robert J. Buchner
Hearing Site: Boca Raton, FL
|  | $200,400 |
| 24-01739 | 11/18/2024 | Claimant(s): Jerry Hemmer
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Amy Marx
Respondent Lawyers(s): Amy Leanne Marx
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
| | |
| 23-01270 | 11/08/2024 | Claimant(s): Douglas Muhlbauer, The Harbor Group of New York., The Harbor Group of South Florida., Harbor Group of South Florida. 401k, Harbor Group of South Florida. Cash, The Harbor Group of New York Inc. 401(K), The Harbor Group of New York. Cash, American Endowment Foundation FBO
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): V. Justin Arpey
Arbitrator(s): Allen Robin, Carl Henry Perdue, Richard Gendler
Hearing Site: Boca Raton, FL
| | $2,348,860 |
| 22-01199 | 11/06/2024 | Claimant(s): Albert Eyal, Josette Eyal, Albert Eyal IRA, Josette Eyal IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Zvika Feldman
Respondent Lawyers(s): Andrew S. May
Arbitrator(s): Seth L. Finkel, Peter Shapiro, Nancy Rosenbaum Kessler
Hearing Site: Boca Raton, FL
| | Expungement |
| 24-01133 | 11/05/2024 | Claimant(s): Alfred Bunge
Claimant Lawyers(s): Ronald J. Tomassi
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Steven R. Rolnick, Lawrence R. Mills, Neil Harvey Smith
Hearing Site: Boca Raton, FL
| | |
| 24-00502 | 10/30/2024 | Claimant(s): Martin Shank, Susan Shank
Claimant Lawyers(s): Martin H. Shank
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kevin S. Blume
Arbitrator(s): Peter Shapiro
Hearing Site: Boca Raton, FL
| | $0 |
| 23-03006 | 10/28/2024 | Claimant(s): Andrew Schultz
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
| | |
| 23-01412 | 10/18/2024 | Claimant(s): Christopher Conness
Claimant Lawyers(s): Harris Freedman
Respondent(s): G.F. Investment Services
Respondent Lawyers(s): Larry Yager
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
| | |
| 22-02926 | 10/15/2024 | Claimant(s): Dennis Devaney
Claimant Lawyers(s): Harris Freedman
Respondent(s): United Capital Markets.
Respondent Lawyers(s): Catherine Bezzina
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 23-00005 | 10/04/2024 | Claimant(s): Harry Pappas
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Casey Middleton, Wells Fargo Clearing Services
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): William Kent Brown, David Robert Coughlin, Jeff Cappelletti
Hearing Site: Boca Raton, FL
| | |
