24-01375 | 10/28/2024 | Claimant(s): Citizens Securities. Claimant Lawyers(s): Stuart D. Roberts Respondent(s): Richard Trotta Respondent Lawyers(s): Richard Louis Trotta Arbitrator(s): John B. Taulane Hearing Site: Philadelphia, PA
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23-00005 | 10/04/2024 | Claimant(s): Harry Pappas Claimant Lawyers(s): Curtis Carlson Respondent(s): Casey Middleton, Wells Fargo Clearing Services Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): William Kent Brown, David Robert Coughlin, Jeff Cappelletti Hearing Site: Boca Raton, FL
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20-02486 | 04/26/2024 | Claimant(s): Rebecca Timmerman, Sherry Baker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): David E. Crawford Hearing Site: St. Louis, MO
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23-02033 | 11/17/2023 | Claimant(s): Charles Reimer Claimant Lawyers(s): James P. Galvin Respondent(s): Citizens Securities. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Thomas E Kopil, Arthur Traldi, Michael Daniel Lamm Hearing Site: Philadelphia, PA
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23-00488 | 10/17/2023 | Claimant(s): David Carlor Claimant Lawyers(s): David Carlor Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Ernest Edward Badway, Loretta Yin, Richard H Leitman Hearing Site: Jersey City, NJ
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22-00949 | 08/07/2023 | Claimant(s): Sean Caplen Claimant Lawyers(s): Harris Freedman Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL
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22-00465 | 02/02/2023 | Claimant(s): Jennifer Johnston Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Shawn Ridgell Hearing Site: San Francisco, CA
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22-00036 | 10/25/2022 | Claimant(s): Justin Neubauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Richard Gee Hearing Site: New York, NY
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21-01661 | 10/13/2022 | Claimant(s): Joseph Pietrykowski Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Santander Securities LLC Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Richard W. Cutler, Linda Ashley, Jerome Francis Cangialosi Hearing Site: New York, NY
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21-01005 | 06/10/2022 | Claimant(s): Achilleas Psihudakis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Josian Antoine Hearing Site: New York, NY
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