| 23-01022 | 04/03/2024 | Claimant(s): Samuel Wyman
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Advest.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Josian Antoine, Beth Ann Haddock, Edmund Timothy Donovan
Hearing Site: New York, NY
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| 20-04094 | 07/08/2022 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael Rowe
Respondent(s): David Weigel, John Moran
Respondent Lawyers(s): David E. Robbins, Michael Rowe
Arbitrator(s): Jeffrey Alan Helewitz, Josefa Antonia Sicard-Mirabal, Josian Antoine
Hearing Site: New York, NY
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| 21-01005 | 06/10/2022 | Claimant(s): Achilleas Psihudakis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 21-01959 | 04/13/2022 | Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Michael Bessette
Respondent(s): The Equitable Life Assurance Society Of
Respondent Lawyers(s): Joseph W. Goodman
Arbitrator(s): Denise L. Quarles, Josian Antoine, Nadia Polack
Hearing Site: New York, NY
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| 21-01334 | 02/10/2022 | Claimant(s): John Parmigiani
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): Kay Johnson
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 20-03890 | 12/22/2021 | Claimant(s): Shawn Maloney
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): Josian Antoine
Hearing Site: Albany, NY
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| 20-04190 | 11/23/2021 | Claimant(s): Kyle Wang
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 20-03181 | 10/22/2021 | Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Morgan Stanley DW Inc., American Capital Partners
Respondent Lawyers(s): Jeremy S. Winer, John Gardini
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 21-01829 | 10/05/2021 | Claimant(s): Ranjesh Singh
Claimant Lawyers(s): David I. Hantman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Maria V. Martin
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 20-02975 | 08/10/2021 | Claimant(s): James Barbi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Eastbrook Capital Group LLC
Respondent Lawyers(s): Edward Sampson
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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