| 23-01175 | 02/13/2024 | Claimant(s): Ronan Cox
Claimant Lawyers(s): Craig Riha
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Denise L. Quarles, Donald Davis Capelin, Evan Powell
Hearing Site: New York, NY
| | |
| 23-00710 | 02/02/2024 | Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Denise L. Quarles, Eila Matt, Peter E. Gillespie
Hearing Site: New York, NY
| | |
| 23-00547 | 11/06/2023 | Claimant(s): Ray Anthony San Pedro
Claimant Lawyers(s): Craig A. Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Denise L. Quarles, Michele S. Riley, Joanne Sari Feld
Hearing Site: New York, NY
| | |
| 22-02161 | 07/21/2023 | Claimant(s): Jeffrey Wechsler
Claimant Lawyers(s): Jeffrey D. Wechsler
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Denise L. Quarles, Robert Elliot Harrison, Nancy Marie Thevenin
Hearing Site: New York, NY
|  | $7,647 |
| 23-00016 | 07/13/2023 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Robert Fitzpatrick
Respondent(s): Ahmad Maklouf
Respondent Lawyers(s): Michael C. Farkas
Arbitrator(s): Denise L. Quarles
Hearing Site: New York, NY
| | |
| 21-01959 | 04/13/2022 | Claimant(s): Cynthia Couyoumjian
Claimant Lawyers(s): Michael Bessette
Respondent(s): The Equitable Life Assurance Society Of
Respondent Lawyers(s): Joseph W. Goodman
Arbitrator(s): Denise L. Quarles, Josian Antoine, Nadia Polack
Hearing Site: New York, NY
| | |
| 20-02925 | 04/19/2021 | Claimant(s): Geoff Feinstein
Claimant Lawyers(s): Richard S. Meisner
Respondent(s): The Jeffrey Matthews Financial Group, L.
Respondent Lawyers(s): Richard S. Meisner
Arbitrator(s): Denise L. Quarles
Hearing Site: Jersey City, NJ
| | |
| 20-02513 | 03/26/2021 | Claimant(s): Steven Kennedy
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Johan E. Tatoy
Arbitrator(s): Denise L. Quarles
Hearing Site: Albany, NY
| | |
| 20-02078 | 03/26/2021 | Claimant(s): Joanne Gilrain
Claimant Lawyers(s): Joanne C. Gilrain
Respondent(s): Brian Kerwin, RBC Capital Markets LLC
Respondent Lawyers(s): Roxanna V. Gonzalez
Arbitrator(s): Denise L. Quarles
Hearing Site: Jersey City, NJ
| | $163 |
| 20-01890 | 12/30/2020 | Claimant(s): Jeff Wolk
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Denise L. Quarles
Hearing Site: New York, NY
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