Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-03201 | 07/06/2021 | Claimant(s): Curtis Broom, Joseph Moore Claimant Lawyers(s): Andrew Allen Respondent(s): AXA Advisors, AXA Network LLC Respondent Lawyers(s): Matthew I. Penfield Arbitrator(s): Fern H Singer Hearing Site: Birmingham, AL | ||
| 20-01393 | 06/22/2021 | Claimant(s): Anil Gulati Claimant Lawyers(s): Louis Tambaro Respondent(s): Woodbury Financial Services., AXA Advisors Respondent Lawyers(s): Chad Weaver, Michael Bryant Arbitrator(s): Jonathan H. Krotinger Hearing Site: San Francisco, CA | ||
| 20-02715 | 06/21/2021 | Claimant(s): Darin Gibson Claimant Lawyers(s): Benjamin Winograd Respondent(s): AXA Advisors Respondent Lawyers(s): Michael Bryant Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA | ||
| 21-00022 | 06/01/2021 | Claimant(s): Norbert Filian Claimant Lawyers(s): Christopher Seps Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Leon Fox, Michael R. Sherwin, Stephen M. Parlier Hearing Site: Chicago, IL | ||
| 19-01888 | 05/18/2021 | Claimant(s): Amy Toliver, Cynthia Toliver, Janet Narduzzi Claimant Lawyers(s): Stephen C. Mouritsen Respondent(s): John Arnold, AXA Advisors Respondent Lawyers(s): Daniela Paez, Nancy L. Hendrickson Arbitrator(s): Jay H. Feldstein, David S. Eisenberg, Kenneth L. Mann Hearing Site: Phoenix, AZ |  | Expungement |
| 20-04030 | 04/20/2021 | Claimant(s): Harvey Langford, Michael Langford Claimant Lawyers(s): Kristian Kraszewski Respondent(s): AXA Advisors Respondent Lawyers(s): Johan E. Tatoy Arbitrator(s): Joseph Neal Richardson Hearing Site: Birmingham, AL | | Dismissed by Rule 12206 |
| 20-01374 | 04/15/2021 | Claimant(s): Louis Rusinowitz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Michael J. Biondi Arbitrator(s): Harvey Barrison Hearing Site: New York, NY | ||
| 20-02513 | 03/26/2021 | Claimant(s): Steven Kennedy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Johan E. Tatoy Arbitrator(s): Denise L. Quarles Hearing Site: Albany, NY | ||
| 20-00990 | 03/25/2021 | Claimant(s): Charles Stanton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Robert M Stein Hearing Site: Seattle, WA | ||
| 20-01324 | 02/08/2021 | Claimant(s): Trevor Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): William F. Etherington Hearing Site: Richmond, VA |