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FINRA Awards for Norbert Filian

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0002206/01/2021Claimant(s): Norbert Filian
Claimant Lawyers(s): Christopher Seps
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Leon Fox, Michael R. Sherwin, Stephen M. Parlier
Hearing Site: Chicago, IL

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