Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01978 | 06/10/2024 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Owen Harnett Respondent(s): Pruco Securities., Equitable Advisors Respondent Lawyers(s): Jennifer E. Novoselsky, Michael J. Biondi Arbitrator(s): Leon Fox, Raymond P. Buschmann, James Hofheimer Hearing Site: Chicago, IL | ||
| 23-02784 | 05/29/2024 | Claimant(s): John Lyons, J. Lyons Fund Management. Claimant Lawyers(s): Michael R. Karnuth Respondent(s): TD Ameritrade. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 22-02447 | 01/24/2024 | Claimant(s): Claimant Lawyers(s): Respondent(s): Donald McKiernan, William O'Connor, Landolt Securities. Respondent Lawyers(s): Lloyd R. Schwed, William Raymond O'Connor Arbitrator(s): Leon Fox, Kimberly Ann Powers, Dennis Elverman Hearing Site: Milwaukee, WI |  | Expungement |
| 23-01165 | 08/25/2023 | Claimant(s): Lashell Lentz Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 22-02339 | 05/19/2023 | Claimant(s): Earl Marquardt Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 22-01926 | 05/08/2023 | Claimant(s): Robert Westropp Claimant Lawyers(s): Eric A. Bensky Respondent(s): Sanford C. Bernstein & Co. Respondent Lawyers(s): Sarah Zimmer Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 22-01983 | 03/21/2023 | Claimant(s): James Passarelli Claimant Lawyers(s): Andrew Duncan Respondent(s): Nicholas Adducci Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | | $213 |
| 22-00606 | 12/30/2022 | Claimant(s): Michael Bledsoe Claimant Lawyers(s): Michael Bledsoe Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Leon Fox, Scott Stauffer, Shimon Benyamin Kahan Hearing Site: Chicago, IL | | $0 |
| 21-01477 | 12/12/2022 | Claimant(s): Estate of Anita Mankowski Claimant Lawyers(s): Maria L. Kreiter Respondent(s): Morgan Stanley, Richard Behrendt Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Leon Fox, Susanne J. Hollander, Raymond P. Buschmann Hearing Site: Milwaukee, WI | | $0 |
| 21-02184 | 10/13/2022 | Claimant(s): Dan Shalhoub Claimant Lawyers(s): Robert Kerrigan Respondent(s): Worden Capital Management LLC, Jamie Worden Respondent Lawyers(s): Jamie John Worden Arbitrator(s): Leon Fox, Daniel Van Slett, Ricardo Martinez Hearing Site: Milwaukee, WI | | $156,300 |