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FINRA Awards for Kimberly Ann Powers

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0244701/24/2024Claimant(s):
Claimant Lawyers(s):
Respondent(s): Donald McKiernan, William O'Connor, Landolt Securities.
Respondent Lawyers(s): Lloyd R. Schwed, William Raymond O'Connor
Arbitrator(s): Leon Fox, Kimberly Ann Powers, Dennis Elverman
Hearing Site: Milwaukee, WI
Checkmark IconExpungement
12-0329404/11/2014Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): John Kadletz, First Allied Securities.
Respondent Lawyers(s): Gregory C. Ward, Willard R. Knox
Arbitrator(s): Herbert S. Bratt, Susan H. Schleisner, Kimberly Ann Powers
Hearing Site: Milwaukee, WI

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