| 23-02401 | 09/27/2024 | Claimant(s): Autrey McAdory
Claimant Lawyers(s): Autrey McAdory
Respondent(s): Cash App Investing LLC
Respondent Lawyers(s): Kevin J. Woods
Arbitrator(s): Thomas P. Valenti, Ira Stephen Epstein, Jessica Gibson
Hearing Site: Milwaukee, WI
|  | Dismissed by Rule 12504(b) |
| 23-01602 | 08/26/2024 | Claimant(s): Allan Haupert
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew T. Bohenek
Arbitrator(s): Mark W Solock
Hearing Site: Milwaukee, WI
| | |
| 23-02554 | 07/19/2024 | Claimant(s): Robert Kieckhefer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Milwaukee, WI
| | |
| 23-00823 | 06/26/2024 | Claimant(s): Stephen Groth
Claimant Lawyers(s): Sean M. Sweeney
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Susan H. Schleisner, Kevin J. Demet, Nathaniel Cade
Hearing Site: Milwaukee, WI
| | $200,000 |
| 23-00526 | 06/07/2024 | Claimant(s): Kurt Cichy, Michelle Cichy
Claimant Lawyers(s): David Meyer
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Charles D. Hays, Raymond P. Buschmann, Timothy Schoewe
Hearing Site: Milwaukee, WI
| | $0 |
| 23-00477 | 06/04/2024 | Claimant(s): Nathan Plumb
Claimant Lawyers(s): Jonathan W. Hackbarth
Respondent(s): Betty Custer, James Custer
Respondent Lawyers(s): Lester A. Pines
Arbitrator(s): David J. Hase, Michael S. Jordan, Matthew Fisher
Hearing Site: Milwaukee, WI
| | |
| 24-00018 | 05/30/2024 | Claimant(s): Michael Djus
Claimant Lawyers(s): Michael Djus
Respondent(s): John Hancock Distributors LLC
Respondent Lawyers(s): Steven E. Sexton
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Milwaukee, WI
| | $34,931 |
| 22-01836 | 04/17/2024 | Claimant(s): Bula Land Trucking LLC C/O Eugene Bula
Claimant Lawyers(s): David B. Vermont
Respondent(s): Stephen Marek, Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Mark A. Frankel, Mark Richard Cummisford, Nathaniel Cade
Hearing Site: Milwaukee, WI
| | $0 |
| 23-01455 | 03/15/2024 | Claimant(s): Michael Steffens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Shabbir Chaudhury
Arbitrator(s): Gregory G. Gocek
Hearing Site: Milwaukee, WI
| | |
| 22-02447 | 01/24/2024 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Donald McKiernan, William O'Connor, Landolt Securities.
Respondent Lawyers(s): Lloyd R. Schwed, William Raymond O'Connor
Arbitrator(s): Leon Fox, Kimberly Ann Powers, Dennis Elverman
Hearing Site: Milwaukee, WI
| | Expungement |
