| 23-02809 | 06/25/2024 | Claimant(s): James Desrocher
Claimant Lawyers(s): Brian Luther
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Thomas Drogan
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
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| 23-02975 | 04/25/2024 | Claimant(s): David Scranton
Claimant Lawyers(s): James P. Galvin
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Thomas Drogan
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT
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| 23-01455 | 03/15/2024 | Claimant(s): Michael Steffens
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Shabbir Chaudhury
Arbitrator(s): Gregory G. Gocek
Hearing Site: Milwaukee, WI
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| 22-02900 | 10/12/2023 | Claimant(s): Richard Ehrlich
Claimant Lawyers(s): Harris Freedman
Respondent(s): Park Avenue Securities LLC, Securian Financial Services.
Respondent Lawyers(s): Kathryn Roe Eldridge, Lisa Stopfer
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
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| 20-02540 | 04/23/2021 | Claimant(s): Matthew Gaglio
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Sherry Shore
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
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| 20-02699 | 03/26/2021 | Claimant(s): David Brown
Claimant Lawyers(s): Chelsea Masters
Respondent(s): LPL Financial LLC, Park Avenue Securities LLC
Respondent Lawyers(s): Kristin Wynne, Sara B. Davis
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
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| 20-02672 | 02/03/2021 | Claimant(s): Ralph Barden
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Kristin L. Wynne
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
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| 19-00600 | 10/16/2019 | Claimant(s): Michael Olivia
Claimant Lawyers(s): John Stewart
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Donna Krouzman
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 18-01234 | 09/24/2018 | Claimant(s): Anthony Domino
Claimant Lawyers(s): John Stewart
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Stephen H. Broer
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 15-01399 | 01/09/2018 | Claimant(s): Beverly Hunnewell
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Jeffrey Newman, Sarah Burns, Park Avenue Securities LLC
Respondent Lawyers(s): David A. Weintraub, Neil S. Baritz, Z. Logan Gould
Arbitrator(s): Gilbert A. Schnirman, Christopher J. Klein, Glenn Franklin Fuller
Hearing Site: Miami, FL
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