| 22-00822 | 05/11/2023 | Claimant(s): Troy Goldberg
Claimant Lawyers(s): Zachary Morse
Respondent(s): Monroe Parker Securities., National Securities Corporation, NewBridge Securities Corp., Fin-Atlantic Securities.
Respondent Lawyers(s): Alan Lipsky, Emily A. Hayes, Jerry E. Surman, Zachary Hayes-Macaluso
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
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| 21-00642 | 08/25/2021 | Claimant(s): Adam Way
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Hazel E. Hanley
Hearing Site: Denver, CO
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| 20-03676 | 07/26/2021 | Claimant(s): Leslie Miller
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
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| 20-02801 | 07/13/2021 | Claimant(s): Andrew Fairchild
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
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| 20-03214 | 07/08/2021 | Claimant(s): Jason Seale
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): American Wealth Management.
Respondent Lawyers(s): Joel R. Beck
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
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| 20-02920 | 06/14/2021 | Claimant(s): Tony Krvaric
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert E. Jenks
Hearing Site: San Diego, CA
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| 20-02927 | 06/03/2021 | Claimant(s): Russell Boaz
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 20-02800 | 05/21/2021 | Claimant(s): Ying Zhao
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Next Financial Group.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
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| 20-02104 | 05/14/2021 | Claimant(s): James Shoffner
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John B. Clark
Arbitrator(s): Milton N. Gross
Hearing Site: Denver, CO
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| 20-02540 | 04/23/2021 | Claimant(s): Matthew Gaglio
Claimant Lawyers(s): Zachary Hayes-Macaluso
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Sherry Shore
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
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