23-02812 | 06/25/2024 | Claimant(s): Levent Bayrasli Claimant Lawyers(s): Alex Padla Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Katelyn H. Wilson Arbitrator(s): Gregory J. Spadea Hearing Site: Philadelphia, PA
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23-02658 | 04/05/2024 | Claimant(s): Tyson Lewis Claimant Lawyers(s): Peter Lindholm Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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23-01458 | 03/13/2024 | Claimant(s): Joseph Andreoli Claimant Lawyers(s): Chelsea Bauer Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Morton S. Bunis Hearing Site: Jersey City, NJ
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23-01086 | 12/07/2023 | Claimant(s): Philip Arnheiter Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Morgan Stanley DW Inc., Wells Fargo Advisors Financial Network, Oppenheimer & Co.. Respondent Lawyers(s): Andrew Joyce, Deirdre Wolff, William H. Badinelli Arbitrator(s): Kenneth J. Horowitz, Jeffrey Zuckerman, Robert Andrew Sollazzo Hearing Site: Jersey City, NJ
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23-01251 | 11/17/2023 | Claimant(s): Benjamin Marcano Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc. Respondent Lawyers(s): Deirdre Wolff, John Murphy Arbitrator(s): Madelon M. Rosenfeld, Alice E. Winkler, Robert Morris Hearing Site: New York, NY
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23-01612 | 11/07/2023 | Claimant(s): Adrienne Rowles Claimant Lawyers(s): Stephan Louviere Respondent(s): Ameriprise Financial Services, Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff, Howard M. Klausmeier Arbitrator(s): Susan E. Maloney Hearing Site: Boston, MA
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23-00098 | 09/25/2023 | Claimant(s): James Richardson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX
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22-02663 | 07/24/2023 | Claimant(s): Danny Kamal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Laura A. Pizzitola Arbitrator(s): Larry Mims Hearing Site: Atlanta, GA
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23-00126 | 07/20/2023 | Claimant(s): Michael Berger Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John L. Krauss Hearing Site: Indianapolis, IN
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23-00249 | 06/27/2023 | Claimant(s): Brian Demere Claimant Lawyers(s): Brian Bennett Demere Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Edwin J. Buckley Hearing Site: Atlanta, GA
| | $2,102 |