23-02658 | 04/05/2024 | Claimant(s): Tyson Lewis Claimant Lawyers(s): Peter Lindholm Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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23-02132 | 03/11/2024 | Claimant(s): Shmuel Maya Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael A. Gross Arbitrator(s): Kimberly A. Gilmour, Adam Lawrence Frankel, Samuel Adam Katz Hearing Site: Boca Raton, FL
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21-02335 | 09/19/2023 | Claimant(s): Estate of Catherine Nicholson Claimant Lawyers(s): Matthew Thibaut Respondent(s): David Lerner Associates. Respondent Lawyers(s): Anna K. Stark Arbitrator(s): Steven N. Ainbinder, Kimberly A. Gilmour, Stephen John Gohlke Hearing Site: Boca Raton, FL
| | Expungement |
20-01074 | 08/22/2023 | Claimant(s): Robert A. Garvy Restated Revocable Trust Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): David L. Goldberg Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
| | Expungement |
22-02352 | 05/05/2023 | Claimant(s): Jonathan Beitler Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Raymond James Financial Services., FSC Securities Corporation Respondent Lawyers(s): James Noblett, Laura Ruiz Rivera Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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19-02755 | 11/30/2022 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): John Carroll Respondent Lawyers(s): John Francis Carroll Arbitrator(s): Kimberly A. Gilmour, Dennis J. Levin, Robert G. Geeseman Hearing Site: Boca Raton, FL
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21-03037 | 08/18/2022 | Claimant(s): Barbra Shaffer Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Kimberly A. Gilmour, Rosemarie Ann Jannuzzi, John S. Leech Hearing Site: Boca Raton, FL
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22-00987 | 08/02/2022 | Claimant(s): Trevor Fried Claimant Lawyers(s): Amrit P Singh Respondent(s): Morgan Stanley Respondent Lawyers(s): Trae D. Meyr Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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21-03090 | 05/18/2022 | Claimant(s): Ira W. Cotton Individual Retirement Claimant Lawyers(s): Ira W. Cotton Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
| | $14,519 |
18-02918 | 03/15/2022 | Claimant(s): Donald & Marjorie Lavin Trust Claimant Lawyers(s): Joshua A. Katz Respondent(s): Jon Broadbent, Pamela Lawson, Robert Lawson, Lawson Financial Corporation Respondent Lawyers(s): Andrew L. Sparks, Jon David Broadbent Arbitrator(s): Kimberly A. Gilmour, John B. Sochacki, Jason Allen Rosner Hearing Site: Boca Raton, FL
| | $443,114 |