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FINRA Awards for National Securities Corporation

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Displaying 10 out of 152 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0296911/18/2024Claimant(s): Rushdi Zalatimo
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation, J. P. Turner & Company LLC
Respondent Lawyers(s): David Feldstein, Emily A. Hayes
Arbitrator(s): Mary Jo Marchisello, Brian Hamburger, Eric Goldman
Hearing Site: New York, NY
23-0290810/24/2024Claimant(s): Anthony Buono, Michael Burkoff
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Joseph W. Lodato, Veera V. Konka, Ellyn S. Roth
Hearing Site: New York, NY
23-0265610/02/2024Claimant(s): Rodger Thomas
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): NewBridge Securities Corp., National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes, Rick Slavik
Arbitrator(s): Edith M. Novack, Richard Steven Pollack, Kevin K Walsh
Hearing Site: Jersey City, NJ
23-0293308/13/2024Claimant(s): Peter Mamais
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Richard W. Cutler, Amy Banet, Diana Lucerene Armstrong-Walker
Hearing Site: New York, NY
23-0284406/27/2024Claimant(s): Rodrigue Lors
Claimant Lawyers(s): Jennifer Poole Farrar
Respondent(s): National Securities Corporation, Wilmington Capital Securities
Respondent Lawyers(s): Dennis Lee, Emily A. Hayes
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
23-0289906/24/2024Claimant(s): Kevin Dziubela
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Debra A. Jenks, Alessandra Piras Torrens
Hearing Site: Boca Raton, FL
23-0300506/07/2024Claimant(s): Wade Papapanagiotu
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Sandra J. Mullings, Clive I. Morrick, Kristoffer B. Mack
Hearing Site: New York, NY
23-0293105/23/2024Claimant(s): James Ciocia
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Richard S. Zaifert, Jerome Blevins, Brian E. Spletzer
Hearing Site: Tampa, FL
23-0254305/21/2024Claimant(s): Jay Sheth
Claimant Lawyers(s): Craig Riha
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Madelon M. Rosenfeld, John Nino Brenkovich, Frances Gottfried
Hearing Site: New York, NY
23-0283905/21/2024Claimant(s): Shaun Stein
Claimant Lawyers(s): Brian Luther
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Jersey City, NJ

152 Results

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